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Microcap & Penny Stocks : SEXI: Mostly Fact, A Little Fiction, Not Vicious Attacks

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To: Mr. Aloha who wrote (7941)11/29/1996 6:07:00 PM
From: michael d kugler   of 13351
 
Here is the text of their reply.

The Commission and the Division of Enforcement appreciate recaiving from members of the public concerning possible violations of the securities laws. Please be assured taht your comments will receive consideration in connection with our responsibilities under the Federal Securities Laws. Accordingly, the information in your correspondence has been brought to the attention of the enforcement staff for further consideration.

We would further advise it is our practice to consider carefully all complaints in the implementation of our regulatory to conduct inquiries on a confidential basis. This is done to protect the integrity of an investigation from premature disclosure and to protect the personal privacy of persons until or unless formal acharges are made. Thus, subject to the applicable provisions of the Freedom of Information Act, as amended, the existence or non-existence of an investigation is generally not disclosed unless it is made a matter of public record in proceedings insitiuted before the Commission or in the courts.

Thank you for writing to us concerning this matter.

Sincerely,

Mr Robert L. Anthony Attorney- Advisor
Branch of Broker-Dealer
Enforcement and Interperetations

You Asked.....

JILTED, by form letter
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