504 Reg D and Beyond - Going public without an Underwriter Message Board

STOCKTALK

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor. We ask that you disable ad blocking while on Silicon Investor in the best interests of our community. If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.

Microcap & Penny Stocks : 504 Reg D and Beyond - Going public without an Underwriter

Public Reply Prvt Reply Mark as Last Read File

Previous 10 Next 10 Previous Next

To: Chloe R who wrote (22)	7/1/1998 3:21:00 PM
From: micky	Read Replies (1) of 50

A company does not file the 15c-211, a registered BD market maker does, based on data the company must provide, like shareholder lists, financials, officers and insiders, a description of the business, etc. This may change since BB companies will soon have to be fully reporting to the SEC.. Having a 504 is not necessary. Initial investors (while the company was private, who provided the start-up capital or services in exchange for stock) whose shares are free-trading can sell them once its listed.

Report TOU Violation

Share This Post

Public Reply Prvt Reply Mark as Last Read File

Previous 10 Next 10 Previous Next