504 Reg D and Beyond - Going public without an Underwriter Message Board

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Microcap & Penny Stocks : 504 Reg D and Beyond - Going public without an Underwriter

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To: Chloe R who wrote (22)	7/2/1998 6:41:00 AM
From: american dreamer	of 50

The properly done 540 allows the company to prepare a 15c2-11 for submission to the NASD by a market maker. The 504 does not assure that the NASD will allow the stock to trade though. The NASD will review the structure of the offering as well as look for individuals or organizations who are have demonstrated questionable practices in the past. If everything is in order, the NASD will allow the stock to begin trading. At some point in the near future, the company will have to file with the SEC to become a fully reporting company to remain on the bulletin board. (10Q's and 10K's etc).

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