Ligand (LGND) Breakout! Message Board

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Biotech / Medical : Ligand (LGND) Breakout!

LGND 200.79

-0.2%

Nov 14 9:30 AM EST

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To: Robert L. Ray who wrote (23261)	7/16/1998 8:25:00 AM
From: Flagrante Delictu	Read Replies (1) of 32384

Robert, Any holder of more than 5% of any class of a company's securities is required by the SEC to report any transactions in those shares by the tenth day of the month following the month in which they made the transaction. Farallon has failed to report anything lately by claiming they no longer own 5% of LGND stock. But they own or owned 5% of the warrants & theoretically are obligated to report as long as that holds true. Here we have an instance of Allergan refusing to comply with the SEC regulation. Someone who knows how to contact the SEC might want to bring this to their attention.

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