George, what is the significance of eight being in on this deal? And why are the last four shrimps? Think about it. Before anyone jumps to a conclusion, think about it. One might want to keep in mind posted short interest in the stock and the fact around 55 institutions hold Xoma at this time. >>>>>>SELLING STOCKHOLDERS
The following table sets forth certain information regarding the beneficial ownership of Common Stock by the Selling
Stockholders as of June 30, 1998, and the number of shares of Common Stock covered by this Prospectus.
Beneficial Ownership
Name and Address of of Common Stock Number of
Selling Stockholders prior to the Offering Shares Offered(1)
-------------------- ------------------------------------ -----------------
Number of Percent
Shares of Class
Southbrook International 1,737,736(2) 4.0% 1,776,706
Investments, Ltd.
c/o Trippoak Advisors, Inc.
630 Fifth Avenue
Suite 2000
New York, NY 10111
HBK Cayman L.P. 485,714(3) 1.1% 533,012
c/o HBK Investments L.P.
300 Crescent Court
Suite 700
Dallas, TX 75201
HBK Offshore Fund Ltd. 914,838(4) 2.1% 1,243,694
c/o HBK Investments L.P.
300 Crescent Court
Suite 700
Dallas, TX 75201
Marshall Capital Management, Inc. 1,852,614(5) 4.2% 1,776,706
(formerly Proprietary Convertible
Investment Group, Inc.)
c/o Credit Suisse First
Boston Corporation
11 Madison Avenue
Third Floor
New York, NY 10010
Pine Street Asset 81,054(6) * 25,812
Management, LP
1 Tower Bridge
Suite 1370
West Conshohocken, PA 19428
-11-
Beneficial Ownership
Name and Address of of Common Stock Number of
Selling Stockholders prior to the Offering Shares Offered(1)
-------------------- ------------------------------------ -----------------
Number of Percent
Shares of Class
Brown Simpson Strategic 50,467(7) * 21,510
Growth Fund L.P.
152 West 57th Street
40th Floor
New York, NY 10019
Shipley Raidy Capital Partners L.P. 82,088(8) * 82,088
1 Tower Bridge
Suite 1370
West Conshohocken, PA 19428
Michael Arnouse 110,545(9) * 40,472
Business Consulting
3 Edward Lane
Syosset, NY 11791 |
