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Gold/Mining/Energy : Golden Eagle Int. (MYNG)
MYNG 0.0700+5.7%Feb 21 4:00 PM EST
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To: gregor who wrote (10869)7/24/1998 11:45:00 AM
From: rabbi  Read Replies (2) of 34075
 
a very reasonable assumption.In a conversation with the sec they indicated to me that a filing with them was not necessary,that all which was required is that a completed filing be in house of MM and that it was the NASD which required receipt of document.this would suggest a couple of things.1.That market makers would be required to have a compliance officer in hse same as retail brokerage houses.2.that these individuals and the houses they work for were beyond suspicion of non compliance activities.IMOP a pretty cute set up providing the tax payers of this country a protection of wasteful spending on investigations by another govt agcy
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