Securities Resolution Advisors, Inc (PAID) Message Board

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Microcap & Penny Stocks : Securities Resolution Advisors, Inc (PAID)

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To: artofwar who wrote (11)	7/25/1998 11:36:00 PM
From: daffodil	Read Replies (3) of 135

The NASD Public Disclosure report on the President of SRAD, Richard V. Singer II, presents some troubling information. This is available at nasdr.com In the last 7 years, Mr. Singer has been associated with the following 9 brokerage firms: Stratton Oakmont, Robert Todd Financial, Meyers Pollock Robbins, Hillcrest Financial Corp, Sunpoint Securities, Kensington Wells, Seaboard Securities, Spectrum Securities, and Global Equities. Stratton Oakmont's license was revoked by NASD Regulation. Stratton Oakmont is described at length in the Congressional testimony of Joseph Borg, available at nasaa.org. A NASAA report on "investment boiler rooms" also lists "boiler room/microcap actions" againt Hillcrest Financial Group and Meyers Pollock Robbins. Also, the NASDR public disclosure report indicates that Mr. Singer has a regulatory/disciplinary history. I will post the information when I receive it.

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