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Microcap & Penny Stocks : MTEI - Mountain Energy - No BASHING Allowed
MTEI 0.004300.0%Dec 17 1:29 PM EST

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To: jhild who wrote (8021)8/8/1998 6:07:00 PM
From: Janice Shell  Read Replies (1) of 11684
 
Over at Raving Bull there's a lotta talk about members of the Uselton family who're in the financial biz. They work part of the time for a broker-dealer firm called National Capital located in Oklahoma City. Here's what I've got at the moment for National Capital:

nasdr.com

Address/General Information

NASD Member Firm: NATIONAL CAPITAL L.L.C.
CRD Number: 26078
SEC Number: 8-042217
Applicant Name on Form BD: NATIONAL CAPITAL L.L.C.
Main Office Located in NASD District: DISTRICT 5 - NEW ORLEANS
Main Office Address: 6801 BROADWAY EXT SUITE 203 OKLAHOMA CITY, OK 73116
Mailing Address: 6801 BROADWAY EXT SUITE 203 OKLAHOMA CITY, OK 73116
Prior Business Names: JP TRADING, L.L.C. / JP TRADING, LTD.

*********************************

Types of Business

Broker or dealer making inter-dealer markets in corporate securities over-the-counter
Broker or dealer retailing corporate equity securities over-the-counter
Broker or dealer selling corporate debt securities
Mutual fund retailer
Other (describe each other business briefly on Other Business Detail)
Private placement of securities
Put and call broker or dealer or option writer
Trading securities for own account
Underwriter or selling group participant (corporate securities other than mutual funds)

**************************************

Legal Status

Legal Status: OTHER
State/Country of Formation: OK
Date of Formation: 07/19/1994
Fiscal Year End: DEC

*************************************

Registration

NASD / BROKER DEALER / APPROVED 07/11/1990
OK / BROKER DEALER / APPROVED 04/12/1990
SEC / BROKER DEALER / APPROVED 03/15/1990


But does this firm of market makers actually make a market in anything? I can't find information on that, not even at

nasdaqtrader.com

Surely, though, someone with Level II can turn up activity on their part...
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