SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth information concerning the holdings of
Common Stock by each person who, as of July 31, 1998, holds of record or is
known by the Company to hold beneficially or of record, more than 5% of the
Company's Common Stock, by each director, and by all directors and executive
officers as a group. All shares are owned beneficially and of record. The
address of all persons is in care of the Company at 6080 Greenwood Plaza Blvd.,
Greenwood Village, Colorado 80111.
NUMBER OF
SHARES OF
COMMON
STOCK OWNED PERCENT OF
OF RECORD COMMON STOCK
NAME AND BENEFICIALLY OWNED
---- ---------------- -----
John A. Hinds(1) 130,000 1.0%
Mark R. Davison(2) 45,000 .3%
George J. Stathakis(3) 70,000 .5%
Chas Yap Hock Eng(4) 25,000 .2%
Roger Bertman(5) 25,000 .2%
Arthur B. Rancis -- --
Intag International Limited (6) 5,694,298 41.4%
Ramtron International Corporation (7) 5,051,452 36.9%
All officers and directors 366,000 2.0%
as a group (9 persons)(1)(2)(3)(4)(5)
----------
(1) Includes 10,000 shares and options to purchase 75,000,40,000 and 5,000
shares of Common Stock at $1.13, $1.62 and $1.25, respectively, per share
until December 18, 2002, April 21, 2003, and June 28, 2003, respectively,
issued under the Company's 1993 Employee Stock Plan.
(2) Includes options to purchase 25,000 and 20,000 shares of Common Stock at
$2.50 and $1.40 per share, respectively until May 15, 2001 or December 31,
2001, respectively, issued under the Company's 1993 Employee Stock Plan.
Does not include 5,372,532 shares or 321,766 common stock purchase warrants
held by Intag International Limited, a publicly-held Australian company for
which Mr. Davison serves as a director.
(3) Includes 5,000 shares and options to purchase 20,000, 25,000 and 20,000
shares of Common Stock at $1.40, $2.50 and $1.00, respectively, until
December 31, 2002, October 25, 2000 and July 12, 2003, respectively, issued
under the Company's 1993 Employee Stock Plan. Does not include 4,800,000
shares or 251,452 common stock purchase warrants held by Ramtron
International Corporation, a publicly-held company for which Mr. Stathakis
serves as a director.
(4) Includes options to purchase 25,000 shares of Common Stock at $2.44 per
share until June 11, 2002, whichever is earlier, issued under the Company's
1993 Employee Stock Plan.
(5) Includes options to purchase 25,000 shares of Common Stock at $1.00 per
share until June 12, 2003, issued under the Company's 1993 Employee Stock
Plan.
(6) Includes 200,000 common stock purchase warrants exercisable at $2.50 per
share at any time until June 13, 1999 and 121,766 common stock purchase
warrants exercisable at $2.50 per share at any time until October 4, 2001.
(7) Includes 251,452 common stock purchase warrants exercisable at $2.50 per
share at any time until October 4, 2001. |
