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Technology Stocks : WAVX Anyone?
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To: Paul Schmidt who wrote (3624)8/13/1998 4:29:00 PM
From: GeorgiaGN  Read Replies (1) of 11417
 
This is perhaps not the answer you want, but unless your friend is forming a corporation that is subject to SEC rules, your friend is not likely to by subject to strict rules. Only publicly traded companies have rigid rules regarding issuance of shares. If he is forming a publicly traded company, then he should have an attorney or underwriter who will advise him, and he will get an incredible amount of information from the SEC. Before issuance of any publicly traded stock, the SEC has to approve the class, type and stock. If this is a small corporation like a Subchapter S, or closely held (non publicly traded company) then he doesn't have to panic as the Corporation Codes (laws) in his or her state of incorporation will clearly state what he or she can or can not do. Hope I didn't make it worse.
georgiagn
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