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Microcap & Penny Stocks : DGIV-A-HOLICS...FAMILY CHIT CHAT ONLY!!
DGIV 0.00Dec 5 4:00 PM EST
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To: paulmcg0 who wrote (21782)8/15/1998 9:31:00 AM
From: RocketMan  Read Replies (1) of 50264
 
Paul, I'll let you know what they have to say.

To: E*Trade
Attn: Compliance Department
CC: SEC Regulatory Division

As an individual, non-professional investor, with an E*Trade Account, I would like to know if the technique for shorting an OTC-BB stock outlined below is (a) legal, (b) complies with your SEC regulatory constraints, and (c) is of benefit to individual investors who buy OTC-BB securities through your brokerage. The individual providing investment advice in this matter, on the Silicon Investor public internet board, is a Mr. Paul McGinnins.

Thank you in advance for your response.

<name>
<E*Trade account number>

Attachments:

<posts where you describe your shorting technique>
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