how is it that GE can not get a broker to fill out form 15c2-11
The Commission cautions broker dealers, shareholders, and prospective
purchasers that they should carefully consider the foregoing information
along with all other currently available information and any information
subsequently issued by the company.
Further, brokers and dealers should be alert to the fact that, pursuant to
Rule 15c2-11 under the Exchange Act, at the termination of the trading
suspension, no quotation may be entered unless and until they have strictly
complied with all of the provisions of the rule. If any broker or dealer
has any questions as to whether or not he has complied with the rule, he
should not enter any quotation but immediately contact the staff of the
Securities and Exchange Commission in Washington, D.C. If any broker or
dealer is uncertain as to what is required by Rule 15c2-11, he should
refrain from entering quotations relating to Golden Eagle's securities
until such time as he has familiarized himself with the rule and is certain
that all of its provisions have been met. If any broker or dealer enters
any quotation which is in violation of the rule, the Commission will
consider the need for prompt enforcement action.
If any broker dealer or other person has any information which may relate
to this matter, contact Daniel F. Shea, Regional Director, Central Regional
Office, U.S. Securities and Exchange Commission, at (303) 844-1000.
has anybody try to call this Daniel Shea to see what is required.
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