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Non-Tech : SEC Forms

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To: Mr. Jens Tingleff who wrote ()	10/31/1998 10:41:00 AM
From: AriKirA	of 30

Registration Statements: S-1: This filing is a pre-effective registration statement submitted when a company decides to go public. Commonly referred to as an "IPO" (Initial Public Offering) filing. S-1/A: This filing is a pre-effective amendment to an S-1 IPO filing. S-1MEF: Registration of up to an additional 20% of securities for any offering registered on an S-1. POS AM: This filing is a post-effective amendment to an S-Type filing. S-2: This filing is an optional registration form that may be used by companies which have reported under the '34 Act for a minimum of three years and have timely filed all required reports during the 12 calendar months and any portion of the month immediately preceding the filing of the registration statement. S-2/A: This filing is a pre-effective amendment to an S-2 filing. S-2MEF: Registration of up to an additional 20% of securities for any offering registered on an S-2. S-3: This filing is the most simplified registration form and it may only be used by companies which have reported under the '34 Act for a minimum of three years and meet the timely filing requirements set forth under Form S-2. The filing company must also meet the stringent qualitative tests prescribed by the form. S-3/A: This filing is a pre-effective amendment to an S-3 filing. S-3MEF: Registration of up to an additional 20% of securities for any offering registered on a S-3. S-3D: Registration statement of securities pursuant to dividend or interest reinvestment plans which become effective automatically upon filing. S-3D/A: Amendment to a previously filed S-3D. S-3DPOS: This filing is a post-effective amendment to an S-3D filing. S-4: This filing is for the registration of securities issued in business combination transactions. S-4/A: This filing is a pre-effective amendment to an S-4 filing. S-4EF: Filed when securities are issued in connection with the formation of a bank, savings and loan, or holding company. S-4EF/A: This filing is a pre-effective amendment to an S-4EF filing. S-4 POS: This filing is a post-effective amendment to an S-4EF filing. S-6: Initial registration statement for unit investment trusts. S-6/A: This filing is a pre-effective amendment to an S-6 filing. S-8: This filing is required when securities are to be offered to employees pursuant to employee benefit plans. S-8/A: Amendment to a previously filed S-8. S-8 POS: This filing is a post-effective amendment to an S-8 filing. S-11: Filing for the registration of securities of certain real estate companies. S-11/A: This filing is a pre-effective amendment to an S-11 filing. S-11MEF: Registration of up to an additional 20% of securities for any offering registered on a S-11. S-20: Initial registration statement for standardized options. S-20/A: Amendment to a previously filed S-20. SB-1: An optional filing for small business issuers for the registration of securities to be sold to the public. SB-1/A: This filing is a pre-effective amendment to an SB-1 filing. SB-1MEF: Registration of up to an additional 20% of securities for any offering registered on a SB-1. SB-2: Also an optional filing for small business issuers for the registration of securities to be sold to the public. SB-2/A: This filing is a pre-effective amendment to an SB-2 filing. SB-2MEF: Registration of up to an additional 20% of securities for any offering registered on a SB-2. POS AM: Post-effective amendments. POS AMI: Post-effective amendments. 424A: Contains substantive changes from or additions to a prospectus previously filed with the SEC as part of the registration statement. 424B1: A form of prospectus that discloses information previously omitted from the prospectus filed as part of a registration statement. 424B2: A form of prospectus filed in connection with a primary offering of securities on a delayed basis which includes the public offering price, description of securities and specific method of distribution. 424B3: A form of prospectus that reflects facts or events that constitute a substantive change from or addition to the information set forth in the last form of prospectus filed with the SEC. 424B4: A form of prospectus that discloses information, facts or events covered in both form 424B1 and form 424B3. 424B5: A form of prospectus that discloses information, facts or events covered in both form 424B2 and form 424B3. DEL AM: Delaying amendment. 497: Definitive materials filed by investment companies. 497J: Certification of no change in definitive materials. 487: Pre-effective pricing amendment. 10-12B: A general registration filing of securities pursuant to section 12(b) of the Securities Exchange Act. 10-12B/A: Amendment to a previously filed 10-12B. 10-12G: A general registration filing of securities pursuant to section 12(g) of the Securities Exchange Act. 10-12G/A: Amendment to a previously filed 10-12G. 10SB12B: Filed for the registration of securities for small business issuers pursuant to section 12(b) of the Securities Exchange Act. 10SB12B/A: Amendment to a previously filed 10SB12B. 10SB12G: Filed for the registration of securities for small business issuers pursuant to section 12(g) of the Securities Exchange Act. 10SB12G/A: Amendment to a previously filed 10SB12G. 18-12B: Registration of securities filed pursuant to section 12(b) of the Securities Exchange Act. 18-12B/A: Amendment to a previously filed 18-12B. 18-12G: Registration of securities filed pursuant to section 12(g) of the Securities Exchange Act. 18-12G/A: Amendment to a previously filed 18-12G. N-8B-2: Registration statement for unit investment trusts. N-8B-2/A: Amendments to a previously filed N-8B-2. N-1: Registration statement for open-end management investment companies. N-1/A: Amendments to a previously filed N-1. N-1A: Registration statement for Mutual Funds. N-2: Registration statement for closed-end investment companies. N-2/A: This filing is a pre-effective amendment to an N-2 filing. N-3: Registration statement for separate accounts (management investment companies). N-3/A: This filing is a pre-effective amendment to an N-3 filing. N-4: Registration statement for separate accounts (unit investment trusts). N-4/A: This filing is a pre-effective amendment to an N-4 filing. N-5: Registration statement for small business investment companies. N-5/A: This filing is a pre-effective amendment to an N-5 filing. N-14: Registration statement for investment companies business combination. N-14/A: Pre-effective amendment to a previously filed N-14. F-1: Registration statement for certain foreign private issuers. F-1/A: This filing is a pre-effective amendment to an F-1 filing. F-1MEF: Registration of up to an additional 20% of securities for an offering filed on an F-1. F-2: Registration statement for certain foreign private issuers. F-2/A: Amendment to a previously filed F-2. F-2D: Registration of securities pursuant to dividend or interest reinvestment plans (foreign). F-2DPOS: Post-effective amendments to a previously filed F-2D. F-3: Registration statement for certain foreign private issuers offered pursuant to certain types of transactions. F-3/A: Amendment to a previously filed F-3. F-3D: Registration statement for certain foreign private issuers offered pursuant to dividend or pursuant to dividend or interest reinvestment plans. F-3DPOS: Amendment to a previously filed F-3D. F-4: Registration statement for foreign private issuers issued in certain business transactions. F-4/A: Amendment to a previously filed F-4. F-6: Registration of depository shares evidenced by American Depository Receipts. Filing to become effective other than immediately upon filing. F-6/A: Amendment to a previously filed F-6. F-6 POS: Post-effective amendment to a previously filed F-6. F-6EF: Registration of depositary shares evidenced by American Depository Receipts. Filing to become effective immediately upon filing. F-6EF/A: Amendment to a previously filed F-6EF. 20FR12B: Registration of securities of foreign private issuers pursuant to section 12 (b) of the Securities Exchange Act. 20FR12B/A: Amendment to a previously filed 20FR12B. 20FR12G: Registration of securities of foreign private issuers pursuant to section 12 (g) of the Securities Exchange Act. 20FR12G/A: Amendment to a previously filed 20FR12G. 24F-1: Registration of securities by certain investment companies pursuant to rule 24f-1. Notification of election. 24F-2EL: Registration of securities by certain investment companies pursuant to rule 24f-2. Declaration of election. 24F-2EL/A: Amendment to a previously filed 24F-2EL. 24F-2NT: Registration of securities by certain investment companies pursuant to rule 24f-2. Rule 24f-2 notice. 24F-2NT/A: Amendment to a previously filed 24F-2NT. POS462B: Post effective amendment to proposed Securities Act Rule 462(b) registration statement. POS462C: Post effective amendment to proposed Securities Act Rule 462(c) registration statement. 8-A12B: Registration of certain classes of securities pursuant to section 12(b) of the Securities Exchange Act. 8-A12B/A: Amendment to a previously filed 8-A12B. 8-A12G: Registration of certain classes of securities pursuant to section 12(g) of the Securities Exchange Act. 8-A12G/A: Amendment to a previously filed 8-A12G. 8-B12B: Registration of securities of certain successor issuers pursuant to section 12(b) of the Securities Exchange Act. 8-B12B/A: Amendment to a previously filed 8-B12B. 8-B12G: Registration of securities of certain successor issuers pursuant to section 12(g) of the Securities Exchange Act. 8-B12G/A: Amendment to a previously filed 8-B12G. 8A12BEF: Registration of listed debt securities pursuant to section 12(b) - filing to become effective automatically upon filing. 8A12BT: Registration of listed debt securities pursuant to section 12(b) - filing to become effective simultaneously with the effective of a concurrent Securities Act registration statement. 8A12BT/A: Amendment to a previously filed 8A12BT. 485A24E: Registration statement for separate accounts (management investment companies). Post-Effective amendment filed pursuant to Rule 485(b) with additional shares under 24e-2. 485A24F: Registration statement for separate accounts (management investment companies). Post-Effective amendment filed pursuant to Rule 485(b) with additional shares under 24f-2. 485APOS: Registration statement for separate accounts (management investment companies). Post-Effective amendment filed pursuant to Rule 485(a). 485B24E: Registration statement for separate accounts (management investment companies). Post-Effective amendment filed pursuant to Rule 485(a) with additional shares under 24e-2. 485B24F: Registration statement for separate accounts (management investment companies). Post-Effective amendment filed pursuant to Rule 485(b) with additional shares under 24f-2. 485BPOS: Registration statement for separate accounts (management investment companies). Post-Effective amendment filed pursuant to Rule 485(b). AK

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