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Non-Tech : SEC Forms
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To: Mr. Jens Tingleff who wrote ()10/31/1998 10:49:00 AM
From: AriKirA   of 30
 
Filings pursuant to the Public Utility Holding Company Act:

U-1: Application of declaration under the Public Utility Holding Company Act.
U-1/A: Amendment to a previously filed U-1.
U-13-1: Application for approval for mutual service company filed pursuant to Rule 88 of the Public Utility Holding Company Act.
U-13-1/A: Amendment to a previously filed U-13-1.
U-12-IB: Annual statement pursuant to section 12(i) of the Public Utility Company Act or by a registered holding company or a subsidiary thereof.
U-13-60: Annual report for mutual and subsidiary service companies filed pursuant to Rule 94 of the Public Utility Holding Company Act.
U-13-60/A: Amendment to a previously filed U-13-60.
U-33-S: Annual report concerning Foreign Utility Companies pursuant to section 33(e) of the Public Utility Holding Company Act.
U-3A-2: Statement by holding company claiming exemption from provisions of the act pursuant to Rule 2.
U-3A-2/A: Amendment to a previously filed U-3A-2.
U-3A3-1: Twelve-month statement by bank claiming exemption from provisions of the act pursuant to Rule 3 of the Public Utility Holding Company Act.
U-3A3-1/A: Amendment to a previously filed U-3A3-1.
U-57: Notification of Foreign Utility Company Status under section 33(a)(2) of the Public Utility Holding Company Act.
U-57/A: Amendment to a previously filed U-57.
U-6B-2: Certificate of notification of security issue, renewal or guaranty filed pursuant to Rule 20(d) of the Public Utility Holding Company Act.
U-7D: Certificate concerning lease of a utility facility filed pursuant to Rule 7(d) of the Public Utility Holding Company Act.
U-7D/A: Amendment to a previously filed U-7D.
U-R-1: Declaration as to solicitations filed pursuant to Rule 62 of the Public Utility Holding Company Act.
U5A: Notification of registration filed under section 5(a) of the Public Utility Holding Company Act.
U5B: Registration statement filed under section 5 of the Public Utility Holding Company Act.
U5B/A: Amendment to a previously filed U5B.
U5S: Annual report for holding companies registered pursuant to section 5 of the Public Utility Holding Company Act.
U5S/A: Amendment to a previously filed U5S.
35-APP: Statement concerning proposed transaction for which no form of application is prescribed filed pursuant to Rule 20(e) of the Public Utility Holding Company Act.
35-APP/A: Amendment to a previously filed 35-APP.
35-CERT: Certificate concerning terms and conditions filed pursuant to Rule 24 of the Public Utility Holding Company Act.
35-CERT/A: Amendment to a previously filed 35-CERT.

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