What was the verdict on these sales? I am interested in buying some ASND
here but am a little troubled by these sales. These figures were found in a
"POS AM" filed at the SEC on 12/2. Can anybody explain if this is significant?
Shares Owned
Shares Owned Shares To After
Selling Securityholder/(1)/ Before Offering Be Offered Offering
- --------------------------- --------------- ---------- ---------
John E. Feltl 56,447/(2)(3)/ 56,447 0
Richard Heise 54,677/(2)(3)/ 54,677 0
Jack J. Karnowski 7,079/(4)/ 7,079 0
Richard Neslund 7,079/(4)/ 7,079 0
Steve Barker 5,814/(2)(3)/ 5,814 0
Dennis Hanish 4,115/(2)(3)/ 4,115 0
John Ryden 4,115/(2)(3)/ 4,115 0
Larry P. Arnold 3,539/(4)/ 3,539 0
Michael W. Diffley 3,539/(4)/ 3,539 0
Robert H. Doerr and Susan C. Doerr, JT TEN 3,539/(4)/ 3,539 0
Jerrold A. Eide 3,539/(4)/ 3,539 0
Stephen Gessner 3,539/(4)/ 3,539 0
Alec Janes 3,539/(4)/ 3,539 0
Dean C. Laurance 3,539/(4)/ 3,539 0
Melvyn W. Townsend, as Trustee of the Melvyn W.
Townsend Revocable Trust 3,539/(4)/ 3,539 0
9
Shares
Owned
Shares Owned Shares To After
Selling Securityholder/(1)/ Before Offering Be Offered Offering
- --------------------------- --------------- ---------- ---------
David A. Dent 2,831/(4)/ 2,831 0
Wayne Mills 2,301/(2)(3)/ 2,301 0
Tim Fredericks 1,911/(2)(3)/ 1,911 0
Ed Higgins 1,770/(2)(3)/ 1,770 0
David Lantz 1,770/(2)(3)/ 1,770 0
Darrell P. Hart 1,769/(4)/ 1,769 0
Bruce D. Haslerud, as Trustee
of the Independent
Millwork, Inc. Profit
Sharing Plan 1,769/(4)/ 1,769 0
Mac W. Lutz III 1,769/(4)/ 1,769 0
Donald M. Mattsson and
Nora J. Mattsson, JT TEN 1,769/(4)/ 1,769 0
Daniel S. Perkins and Patrice
M. Perkins, JT TEN 1,769/(4)/ 1,769 0
Joan Elizabeth Peters and
James Gregory Peters, as
Trustees of the Joan
Elizabeth Peters Trust
Under Agreement dated
July 25, 1996 1,769/(4)/ 1,769 0
David H. Potter and Lise E. Potter, JT TEN 1,769/(4)/ 1,769 0
D. Kolasch and Jay Slattery,
as Trustees of the D.
Kolasch 401K Trust 1,769/(4)/ 1,769 0
Michael S. Stamer 1,769/(4)/ 1,769 0
S & S Associates 1,769/(4)/ 1,769 0
Oban Capital Assets, Inc. 1,415/(4)/ 1,415 0
Paragon Enterprises, Inc. 1,415/(4)/ 1,415 0
James Wilmot 944/(5)/ 944 0
First Trust National
Association, Trustee, for
the benefit of Dennis Doyle 707/(4)/ 707 0
Arthur Sund Nelson 707/(4)/ 707 0
Ernest Andberg 531/(2)(3)/ 531 0
Doug Pitchard 531/(2)(3)/ 531 0
Terry Stewart 440/(2)(6)/ 440 0
Dennis Nielson 354/(2)(3)/ 354 0
Jack Nielson 176/(2)(3)/ 176 0
Marty Golden 106/(2)(7)/ 106 0
Terry Nelson 35/(2)(7)/ 35 0
------- ------- -
Totals 203,272 203,272 0 |
