Anthony @ Equity Investigations, Dear Anthony, Message Board

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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony,

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To: chester lee who wrote (242)	12/6/1998 2:58:00 PM
From: RockyBalboa	Read Replies (1) of 122087

Hey, thread. Just stomped on an equity manager who touts in a news' ad, amongst other fact he is a U.S. licensed dealer (word translation). If this was true he was a registered broker-dealer. Does anyone know a link where to look up that? At nasd.com or nasdaq.com? The edgar was unsucessful in that case, seems that he has no ties to companies. There is a SEC enforcement center where names can be looked up with a history of said wrongdoings, if any? Is there an easy way to do it? TIA C.

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