BNEZ Facts Thread: Ben Ezra, Weinstein and Company, Inc. Message Board

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Microcap & Penny Stocks : BNEZ Facts Thread: Ben Ezra, Weinstein and Company, Inc.

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Sep 18 5:00 PM EST

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To: Ellen who wrote (37)	12/16/1998 6:19:00 PM
From: Ellen	of 86

MEMBER FIRM: SHARPE CAPITAL, INC. BD NUMBER: 18452 NASD Member Firm: SHARPE CAPITAL, INC. BD Number: 18452 12/15/98 SUMMARY INFORMATION 12/15/98: 6/28/96 MARYLAND ORDER THE MARYLAND DIVISION OF SECURITIES ACCEPTED A CONSENT ORDER AND ORDERED FIRM TO RETURN THE SUM OF $1,625.00 IN COMMISSIONS TO THE ISSUER BY WHICH FIRM WAS PAID FOR THE MARYLAND TRANSACTIONS. THE DIVISION ALLEGED THAT BASED UPON INFORMATION SUBMITTED BY FIRM, SECURITIES TRANSACTIONS WERE EFFECTED PRIOR TO ITS BROKER-DEALER REGISTRATION BEING APPROVED IN MARYLAND. [MD DOCKET/CASE NO. BD-96-0182] 1

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