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Technology Stocks : Data Broadcasting Corp. (DBCC)
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To: Alicia V. Johnson who wrote (1975)1/3/1999 9:40:00 PM
From: CountofMoneyCristo  Read Replies (2) of 5102
 
<I'm a lawyer and have been a compliance officer of a major wall street firm for 15 years...as such, I thoroughly know the NASD/NYSE/SEC rules and regulations.>

Then you know that on Christmas Eve, 1997 Goldman Sachs, Merrill Lynch, Solomon Smith Barney, Lehman Brothers and several other prominent Wall Street firms settled a suit brought by the SEC in which they paid in excess of $1 billion and admitted to "widespread fraud, price-fixing and collusion." I hardly call that an exemplary record.
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