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Technology Stocks : Stock Swap
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To: Yiqun Xie who wrote (16043)1/4/1999 4:18:00 PM
From: Patrick Slevin  Read Replies (1) of 17305
 
How did you cancel the order, by phone or how?

Also, if the trade occurred on the 29th and the stock was not at 5.62 then ask them for the time and sales of the trade.

The regulatory agency to file a complaint with is the NASD, if I recall correctly.

In any event, insist on the time and sales. If they refuse that it may be grounds enough for the NASD to step in.
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