Anthony @ Equity Investigations, Dear Anthony, Message Board

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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony,

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To: tool dude who wrote (5839)	1/23/1999 10:05:00 PM
From: Andrew H	Read Replies (2) of 122087

Well, it all depends on whether Anthony is the person described as Amr Elgindy in the excerpt below. If he is not, then ztect has made a terrible mistake. If he is, draw your own conclusions. >>Amr [aka "Tony"] I. Elgindy (Registered Principal, Colleyville, Texas) submitted an Offer of Settlement pursuant to which he was fined $30,000, suspended from association with any NASD member in any principal capacity for one year, suspended 0.87 from association with any NASD member in any capacity for 30 days, and required to produce a copy of his member firm's implemented written supervisory procedures specifically with respect to overseeing his activities to deter and detect a recurrence of the conduct alleged in the complaint. Without admitting or denying the allegations, Elgindy consented to the described sanctions and to the entry of findings that he caused his member firm to execute 108 orders through SOES for the firm's account. <<

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