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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony,

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To: Anthony@Pacific who wrote (5926)1/24/1999 2:16:00 AM
From: ztect  Read Replies (4) of 122087
 
BD 67....then in 1993....you were 26 and not 24 as reported...just pointing out your.......

ERROR

Guess who contacted the NASD to tell them about the violations,, I had no Idea how the trading sytem [sic] worked since I had just fired our trader at Armstrong Mickinley and turned over Armstrong the president to the FEDS,, and I ended up taking over the fIRM with $ 800,000.00 in debt,( this was in 1993 )....I did...after asking a friend about SOES, I realized it was for customers only and I did 108 trades in a 1 1/2 day period, I lost $ 1600.00 bucks doing it..and was 24 yrs old,, having never sat behind a trading desk..these were the days when you didnt [sic]need a license to trade..

Waiting for your U-4....Heard there's something about an assault charge...what's that all about?????

Meeting with the NASD on Monday...will be interested in what they have to say about your means and methods.....
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