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Microcap & Penny Stocks : DCH Technologies (DCH)
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To: Sawdusty who wrote (504)2/7/1999 4:00:00 PM
From: Scoobah  Read Replies (1) of 2513
 
Dan, thank you for locating the rule in question,

"without fully disclosing the receipt, whether past or prospective, of such consideration and the amount thereof."

As far as that rule is concerned;

RAM was not paid by DCH Technology to write the report therefore it is under no obligation to disclose its position unless and until it reaches more than 5%.

RAM has clearly stated in it's disclaimer that it is a substantial shareholder in DCHT making it clear that RAM has a bias.

This is essentially a strawman's issue as RAM can advocate it's positions the same as any other private investor can and they are merely stating their opinions based on their own due diligence and understanding of the marketplace and how stocks of companies in the industry are valued.
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