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Strategies & Market Trends : From the Trading Desk

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To: steve goldman who wrote (4276)	2/27/1999 9:32:00 AM
From: wonk	Read Replies (3) of 4969

Steve: Your insight into the following situation would be appreciated. Here is the monthly volume report for an OTC-BB stock - AZNT #reply-8041642. Here is a Depository Trust Corporation (DTC) position report for part of the same period. magneticdiary.com magneticdiary.com Isn't it unusual that trading would continue, in significant volume, without the 3rd party settlement activity of the DTC? I would think that the participating firms, as well as their clients, are bearing substantial additional risk. Thank you ww

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