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Non-Tech : MB TRADING

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To: scanshift who wrote (4202)	3/5/1999 8:36:00 AM
From: Shoot1st	Read Replies (2) of 7382

I hadn't heard that Putnumb had resigned. Did this have anything to do with current events, or did it happen earlier? Evidently there is a compliance officer roaming around that helps people get their money problems fixed. This is one of the most ridiculous things I have ever heard. A compliance officer is the responsible party to the broker/dealer. Who would keep that job after the 1st "error"? Several people have told me they are owed lotsa money in fee and trade rebates. This could be the source for the "overnight bank" It also could make a nice trading account, couldn't it? What is most unbelievable is that after a person has account discrepancies, they stay there hoping for the 'problem " to go away. By the way, although I think your people skill need a bit of work, you turned out to be right in your assessment of TNT, TAL, Putnumb and the gang. As for the SEC, they must think they are stupid. Pretty scary mind set. Shoot

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