IPO's - the 25 day quiet period - Part III
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ARGOSY EDUCATION GROUP INC- ARGY
RECENT NEWS
3/8/99 The company priced at $14 for trading on Tuesday.
2/11/99 The company set its price to $14-$16 and set its number of shares to 2,000,000.
Provider of for-profit postgraduate education with a primary focus on doctoral level programs.
Status/Tentative Pricing- PRICED 3/8/99
Lead Underwriter- SALOMON SMITH BARNEY INC
Exchange- NASDAQ
Ticker- ARGY
Price- $14
Shares- 2,000,000
Shares Offered by Company- ALL
Post-Offering Shares- 6,900,000
Underwriters
SALOMON SMITH BARNEY INC
ABN AMRO INC
BANCBOSTON ROBERTSON STEPHENS
BT ALEX BROWN INC
CS FIRST BOSTON CORP
HAMBRECHT & QUIST LLC
NATIONSBANC MONTGOMERY SECURITIES LLC
BARINGTON RESEARCH ASSOC INC
EVEREN SECURITIES INC
LEGG MASON WOOD WALKER INC
THE ROBINSON-HUMPHREY CO INC
US BANCORP PIPER JAFFRAY INC
WIT CAPITAL CORP
Employees, Full-time|Part-time- 308
Revenue- $29.4 Mln (FY 98)
Net Income- $1.6 Mln
ARGY
Prices Available: 03/10/99 through 03/12/99
Ticker: ARGY
Date Volume High/Ask Low/Bid Close
-------- ---------- ---------- ---------- ----------
03/11/99 35,100 14 13 1/2 13 5/8
03/12/99 25,500 13 1/2 13 13 1/8
[ 3-08..ARGY..@14 - 4/12]
ARGY...
IPOs still produce heat but half-lives shrink - Reuters Securities - 3:39 pm
Argosy Education Group Inc. Cl. A Is Listed On NASDAQ Following IPO -
Standard & Poor's - 2:27 pm
Argosy Educationshrs fall below IPO price - Reuters Securities - 11:49 am
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KORN/FERRY INTERNATIONAL- KFY
The world's largest executive search firm and has the broadest global presence in the industry with 384 consultants based in 71 offices across 41 countries.
Lead Underwriter- CS FIRST BOSTON CORP
Exchange- NYSE
Ticker- KFY
Price- $14
Shares- 11,750,000
Shares Offered by Company- 9,962,332
Shares Offered by Shareholders-1,787,668
Post-Offering Shares- 35,770,547
Underwriters
CS FIRST BOSTON CORP
DONALDSON LUFKIN & JENRETTE SECURITIES CORP
PAINEWEBBER INC
ROBERT W BAIRD & CO INC
WILLIAM BLAIR & CO LLC
CJS SECURITIES
DAIN RAUSCHER CORP
GERARD KLAUER MATTISON & CO INC
INVEMED ASSOC INC
LEGG MASON WOOD WALKER INC
MERRILL LYNCH PIERCE FENNER & SMITH INC
MORGAN STANLEY DEAN WITTER & CO
NATIONSBANC MONTGOMERY SECURITIES LLC
CHARLES SCHWAB & CO INC
CE UNTERBERG TOWBIN
WARBURG DILLON READ LLC
WEDBUSH MORGAN SECURITIES INC
Employees, Full-time|Part-time- 805
Revenue- $315.0 Mln (FY 98)
Net Income- $5.2 Mln
KORN FERRY INTERNATIONAL COM NEW
Prices Available: 02/16/99 through 03/12/99
Ticker: KFY
Date Volume High/Ask Low/Bid Close
-------- ---------- ---------- ---------- ----------
02/16/99 377,100 12 1/4 11 3/4 11 3/4
02/17/99 266,600 11 11/16 11 1/2 11 9/16
02/18/99 135,000 11 13/16 11 1/2 11 3/4
02/19/99 166,300 12 11 3/4 11 13/16
02/22/99 138,100 11 7/8 11 9/16 11 5/8
02/23/99 305,000 11 3/4 11 1/2 11 11/16
02/24/99 311,900 11 3/4 11 5/16 11 1/2
02/25/99 175,100 11 1/2 11 1/8 11 3/8
02/26/99 40,600 11 7/16 11 3/8 11 3/8
03/01/99 22,100 11 1/2 11 3/8 11 3/8
03/02/99 48,900 11 3/4 11 3/8 11 3/4
03/03/99 85,600 11 13/16 11 1/2 11 1/2
03/04/99 106,100 11 3/4 11 3/8 11 11/16
03/05/99 134,900 12 1/16 11 11/16 12
03/08/99 80,800 12 3/8 12 1/16 12 1/16
03/09/99 132,400 12 1/4 12 12
03/10/99 142,200 12 1/16 11 1/8 11 1/8
03/11/99 717,300 12 5/8 11 7/16 12 9/16
03/12/99 506,800 12 15/16 12 7/16 12 13/16
[ - - - 3/18]
KFY...coverage initiated March 8- CS First Boston- buy- $23
...PaineWebber- buy
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HEALTHEON CORP- HLTH
Pioneering the use of the Internet to simplify workflows, decrease costs and improve the quality of patient care throughout the health care industry.
Ticker: - HLTH
Price: - $8
RECENT NEWS
2/10/99 The company increased its price from $6-$7 to $7-$8 and was priced at $8 for trading Thursday.
2/4/99 The company set its price to $6-$7 and set its number of shares to 5,000,000.
1/14/99 The company refiled for IPO.
10/21/98 The company was withdrawn.
7/31/98 The company original IPO filing.
Lead Underwriter- MORGAN STANLEY DEAN WITTER & CO
Exchange- NASDAQ
Ticker- HLTH
Price- $8
Shares- 5,000,000
Shares Offered by Company- ALL
Post-Offering Shares- 68,939,542
Underwriters
MORGAN STANLEY DEAN WITTER & CO
GOLDMAN SACHS & CO
HAMBRECHT & QUIST LLC
VOLPE BROWN WHELAN & CO LLC
MORGAN STANLEY & CO INTERNATIONAL LTD
GOLDMAN SACHS INTERNATIONAL
Employees, Full-time|Part-time- 613
Revenue- $13.4 Mln (FY 97)
Net Income- $(28.0 Mln)
HEALTHEON CORP
Prices Available: 02/11/99 through 03/12/99
Ticker: HLTH
Date Volume High/Ask Low/Bid Close
-------- ---------- ---------- ---------- ----------
02/16/99 788,500 29 7/16 22 5/8 24
02/17/99 524,600 27 3/4 23 3/4 26
02/18/99 694,800 29 11/16 24 1/2 29 1/4
02/19/99 325,700 29 3/4 26 7/8 26 7/8
02/22/99 233,400 28 5/8 25 1/4 28 3/8
02/23/99 166,100 29 7/8 27 3/4 28
02/24/99 268,900 29 26 1/8 26 1/2
02/25/99 230,300 29 25 27 7/8
02/26/99 99,200 29 7/16 27 27
03/01/99 142,700 27 1/2 25 1/2 26 9/16
03/02/99 80,900 26 3/4 25 1/4 25 1/2
03/03/99 83,500 25 3/4 24 5/8 25 5/8
03/04/99 242,300 27 7/8 25 3/4 27
03/05/99 330,000 29 11/16 27 29 1/4
03/08/99 531,900 31 1/2 27 5/8 29 3/4
03/09/99 315,000 31 1/2 29 11/16 30
03/10/99 2,634,300 48 5/8 30 3/4 48 1/2
03/11/99 1,997,400 47 3/4 38 7/8 42 1/8
03/12/99 510,600 41 1/2 37 7/8 40 9/16
NEW YORK, March 8 (Reuters) - Morgan Stanley Dean Witter said Monday it started Healtheon Corp. <HLTH.O> with an outperform rating.
NEW YORK, March 10 (Reuters) - Goldman Sachs said Wednesday that its analyst Steve Savas had initiated coverage of Internet healthcare company Healtheon Corp. <HLTH.O> with a market outperformer rating.
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INTRAWARE INC- ITRA
RECENT NEWS
2/25/99 The company priced above range at $16 for trading on Friday.
1/29/99 The company set its price to $13-$15 and set its number of shares to 4,000,000.
Provider of Internet-based business-to-business software services for IT professionals and business software vendors.
Lead Underwriter- CS FIRST BOSTON CORP
Exchange- NASDAQ
Ticker- ITRA
Price- $16
Shares- 4,000,000
Shares Offered by Company- ALL
Post-Offering Shares- 23,529,110
Underwriters
CS FIRST BOSTON CORP
BANCBOSTON ROBERTSON STEPHENS
HAMBRECHT & QUIST LLC
INVEMED ASSOC INC
NATIONSBANC CAPITAL MARKETS INC
PRUDENTIAL SECURITIES INC
CHARLES SCHWAB & CO INC
PRUDENTIAL SECURITIES INC
Employees, Full-time|Part-time 126
Revenue- $10.4 Mln (FY 98)
Net Income- $(4.0 Mln)
INTRAWARE INC
Prices Available: 02/26/99 through 03/12/99
Ticker: ITRA
Date Volume High/Ask Low/Bid Close
-------- ---------- ---------- ---------- ----------
03/01/99 1,751,400 20 1/8 16 1/2 17 5/8
03/02/99 785,300 17 7/8 16 5/8 17 1/4
03/03/99 528,900 17 5/8 16 3/8 16 3/8
03/04/99 561,200 17 16 1/16 16 1/4
03/05/99 697,100 16 7/16 16 16 1/16
03/08/99 609,000 17 1/4 16 17
03/09/99 732,900 19 16 3/4 17 3/4
03/10/99 752,900 21 3/4 18 21 1/2
03/11/99 1,724,900 31 1/8 23 5/8 25 7/8
03/12/99 905,100 29 1/4 26 1/4 28 1/8
[ 2-25..ITRA..@16 - 4/1]
ITRA...WebTrends and Intraware Partner to Provide Enterprise Management and
Reporting Solutions to IT Community
search.news.yahoo.com
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GENESIS DIRECT INC- GENI [Delete]
Specialty retailer with a current portfolio of 26 Company-owned brands, offering products directly to consumers in targeted niche markets primarily through a variety of catalogs, as well as Internet websites and electronic media, including television and radio.
Lead Underwriter- BEAR STEARNS & CO INC
Exchange- NASDAQ
Ticker- GENI
Price- $15
Shares- 11,125,000
Shares Offered by Company- 9,625,000
Shares Offered by Shareholders- 1,500,000
Post-Offering Shares- 29,728,660
Underwriters
BEAR STEARNS & CO INC
GOLDMAN SACHS & CO
SALOMON SMITH BARNEY INC
INVEMED ASSOC INC
MORGAN KEEGAN & CO INC
BANCBOSTON ROBERTSON STEPHENS
CIBC OPPENHEIMER CORP
EVEREN SECURITIES INC
ING BARING FURMAN SELZ LLC
LEHMAN BROTHERS INC
MERRILL LYNCH PIERCE FENNER & SMITH INC
JP MORGAN SECURITIES INC
SCHRODER & CO INC
FIRST UNION CAPITAL MARKETS CORP (WHEAT FIRST SECURITIES INC)
ALLEN & CO INC
BLACKFORD SECURITIES CORP
BREAN MURRAY & CO INC
GAINES BERLAND INC
HOAK BREEDLOVE WESNESKI & CO
JOSEPHTHAL & CO INC
LADENBURG THALMANN & CO INC
NEEDHAM & CO INC
RAYMOND JAMES & ASSOC INC
THE ROBINSON-HUMPHREY CO INC
SCOTT & STRINGFELLOW INC
WIT CAPITAL CORP
Employees, Full-time|Part-time- 1,190
Revenue- $117.7 Mln (PRO FORMA 9 mos ended 12/97)
Net Income- $(55.6 Mln)
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ASPEC TECHNOLOGY INC- ASPCE [Delete]
Provider of commercially available design implementation technology solutions for integrated circuit design.
Lead Underwriter- HAMBRECHT & QUIST LLC
Exchange- NASDAQ
Ticker- ASPCE
Price- $13
Shares- 6,000,000
Shares Offered by Company-ALL
Post-Offering Shares- 28,439,557
Underwriters
HAMBRECHT & QUIST LLC
MERRILL LYNCH PIERCE FENNER & SMITH INC
CIBC OPPENHEIMER CORP
SG COWEN SECURITIES CORP
DONALDSON LUFKIN & JENRETTE SECURITIES CORP
ING BARING FURMAN SELZ LLC
LAZARD FRERES & CO LLC
NATIONSBANC MONTGOMERY SECURITIES LLC
MORGAN STANLEY DEAN WITTER & CO
CHARLES SCHWAB & CO INC
ADAMS HARKNESS & HILL INC
DAIN BOSWORTH INC
FIRST ALBANY CORP
MCDONALD & CO SECURITIES INC
NEEDHAM & CO INC
RAYMOND JAMES & ASSOC INC
SOUNDVIEW FINANCIAL GROUP INC
SUTRO & CO INC
Employees, Full-time|Part-time- 90
Revenue- $22.4 Mln (FY 97)
Net Income- $2.2 Mln
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To: MMK (11202 )
From: Triffin
Saturday, Mar 13 1999 8:54PM ET
Reply # of 11221
MMK..IPO's & Quiet Periods
Here's a list of when some stocks first
traded...add 20 days or so and watch the
price charts..or check news for 'analyst' comments
2-10..PRGY..@15
2-10..HLTH..@8
2-10..VERT..@16
2-11..ONXS..@13
2-11..CATT..@10
2-11..INMG..@11
2-11..SRNA..@13
2-12..EPAY..@13
2-18..VIGN..@19
2-19..WEBT..@13
2-19..BIGT..@14
2-22..EXBD..@19
2-23..EVCI..@12
2-25..PCOR..@21
2-25..ITRA..@16
2-26..IVGN..@15
3-05..NESY..@15
3-08..ROWE..@16
3-08..ARGY..@14
3-11..INFY..@34
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To: StockHawk (11192 )
From: MMK
Saturday, Mar 13 1999 4:41PM ET
Reply # of 11221
IPO info...
I looked at the IQC chart on these stocks and counted out 25 days. The following is the
list posted earlier by StockHawk and I have added the 25th day. DD required.
MMK
NA= 25 day period over
no chart= none found on iQC
March 23 ... DIGITAL LAVA INC - DGV
no chart ... DOCUCORP INC - DOCCR
NA ... BOTTOMLINE TECHNOLOGIES INC -- EPAY
March 29 ... EDUCATIONAL VIDEO CONFERENCING INC - EVCI
March 25 ... WEBTRENDS CORP - WEBT
weird chart... C2 INC - CTOO
no chart ... SOFTWARE.NET CORP - SWNT
NA ... VERTICALNET INC- VERT
April 12 ... ROWECOM INC- ROWE
April 1 ... PCORDER.COM INC- PCOR
NA ... CONCUR TECHNOLOGIES INC- CNQR
March 18... PRODIGY COMMUNICATIONS INC- PRGY
April 8 ... NEON SYSTEMS INC- NESY
March 22... MANNATECH INC- MTEX
NA ... ONYX SOFTWARE CORP- ONXS
no chart... UNISERVICE CORP- UNIS
March 18... CATAPULT COMMUNICATIONS CORP- CATT
March 19... SERENA SOFTWARE INC- SRNA
April 12... GALACTICOMM TECHNOLOGIES INC- GALA
April 12... ARGOSY EDUCATION GROUP INC- ARGY
No chart ... GABELLI ASSET MANAGEMENT- GBL
March 18... KORN/FERRY INTERNATIONAL- KFY
March 18... HEALTHEON CORP- HLTH
April 1 ... INTRAWARE INC- ITRA
No chart... GENESIS DIRECT INC- GENI
No chart... FIRSTLINK COMMUNICATIONS INC- FLCIU
NA ... ASPEC TECHNOLOGY INC- ASPCE
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