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Strategies & Market Trends : From the Trading Desk
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To: steve goldman who wrote (4347)3/20/1999 10:56:00 AM
From: brad heffler  Read Replies (1) of 4969
 
Steve:

As you may know, I traded with Waterhouse Securities for a few weeks before I was fortunate enough to find your firm and switch my account. My bad experience at Waterhouse has raised a few questions that no one seems to know the answer to.

First, when you enter an order to cancel a trade in a Nasdaq stock, and that cancellation does not go through, is there any record of that cancellation kept by either the brokerage firm or the market maker?

Second, if a limit order is placed on a NYSE stock, but the order does not go through and is later withdrawn, expires or is changed, is there a record kept of the original limit order by the brokerage firm or the specialist?

Thanks for your help.
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