Greg Chattfield's employment by the notorious penny stock broker Brennan Ross is shown in the following record of employment on file with NASD Regulation, at nasdr.com
Note that he was employed at Brennan Ross at the time of the 2/1/91 NASD action against both Brennan Ross and Greg Writer. So this establishes a previous connection between the two, and a previous connection with some securities fraud.
Also note that Chattfield had a record of moving from one small brokerage to another, many of them located in Englewood Colorado. Except for the two most recent employers, all his previous employers appear to be defunct, because the NASDR site does not bring up any record for these brokerages. I assume this means that, like Brennan Ross, they were penny stock boiler room operations.
Here's Chatfield's record of employment as a broker:
File for: Data Current as of: 03/24/1999
CRD# 1687011
JEFFREY MICHAEL CHATFIELD
PREVIOUS EMPLOYMENT
A ten year employment history is viewable through the Public Disclosure Program. For an individual that is currently registered with a NASD member firm the ten years precedes from the current date. For an individual that is no longer registered with a NASD member firm, the ten years precedes from the end date of the last employment with an NASD member firm.
Employing Firm: PRESIDENTIAL BROKERAGE, INC.
Firm CRD Number: 28784
Office of Employment
Address: SAN DIEGO, California
92121
Start Date: 08/31/1995
End Date: 05/15/1998
Positions Held:
Employing Firm: A. G. EDWARDS & SONS, INC.
Firm CRD Number: 4
Office of Employment
Address: SAN DIEGO, California
92130
Start Date: 09/17/1991
End Date: 08/30/1995
Positions Held:
Employing Firm: FLEMMING, ANDERSON, COHEN & LEE, INC.
Firm CRD Number: 23121
Office of Employment
Address: ENGLEWOOD, Colorado
80112
Start Date: 06/19/1991
End Date: 09/23/1991
Positions Held:
Employing Firm: H.K. FREELAND & COMPANY, INC.
Firm CRD Number: 23523
Office of Employment
Address: LONG BEACH, California
90802
Start Date: 01/30/1991
End Date: 06/01/1991
Positions Held:
Employing Firm: SAN MARINO SECURITIES, INC.
Firm CRD Number: 18588
Office of Employment
Address: SALT LAKE CITY, Utah
84106
Start Date: 09/06/1990
End Date: 01/20/1991
Positions Held:
Employing Firm: BRENNAN ROSS SECURITIES, INC.
Firm CRD Number: 18363
Office of Employment
Address: ENGLEWOOD, Colorado
80111
Start Date: 08/31/1990
End Date: 06/07/1991
Positions Held:
Employing Firm: FIRST AMERICA EQUITIES CORP.
Firm CRD Number: 7652
Office of Employment
Address: DENVER, Colorado
80210
Start Date: 11/30/1989
End Date: 08/31/1990
Positions Held: Representative
Employing Firm: DARNALL, KEMNA & CO., INC.
Firm CRD Number: 7652
Office of Employment
Address: DENVER, Colorado
80222
Start Date: 11/30/1989
End Date: 02/27/1990
Positions Held: Representative
Employing Firm: FIRST AMERICA EQUITIES CORP.
Firm CRD Number: 21473
Office of Employment
Address: DENVER, Colorado
80222
Start Date: 11/20/1989
End Date: 12/22/1989
Positions Held:
Employing Firm: BURNETT, GREY & CO., INC.
Firm CRD Number: 23430
Office of Employment
Address: SAN DIEGO, California
92101
Start Date: 05/09/1989
End Date: 05/30/1989
Positions Held:
Employing Firm: CENTURY FINANCIAL
Firm CRD Number:
Office of Employment
Address: DENVER, Colorado
Start Date: 04/01/1989
End Date: 05/01/1989
Positions Held: STOCKBROKER
Employing Firm: MARSHALL DAVIS, INC.
Firm CRD Number: 16278
Office of Employment
Address: DENVER, Colorado
Start Date: 11/22/1988
End Date: 04/20/1989
Positions Held: STOCKBROKER
Employing Firm: MARSHALL DAVIS, INC.
Firm CRD Number: 16278
Office of Employment
Address: DENVER, Colorado
80237
Start Date: 11/01/1988
End Date: 11/10/1989
Positions Held:
Employing Firm: GREENTREE SECURITIES CORP.
Firm CRD Number: 7372
Office of Employment
Address: NEW YORK, New York
Start Date: 01/04/1988
End Date: 11/21/1988
Positions Held: STOCKBROKER
Employing Firm: HYDRO SCAPE PRODUCTS
Firm CRD Number:
Office of Employment
Address: ENCINITAS, California
Start Date: 08/01/1983
End Date: 01/01/1991
Positions Held: Sales
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