Flodyie, you are amazing!! Remind me to never pi$$ you off. Did you request the disclosure items on Fantetti?? If not I will be happy to, I've already got a request in to them. When it says disclosure record "may" exist, it does exist.
File for: Data Current as of: 03/24/1999
CRD# 1474403
MICHAEL PATRICK FANTETTI
Disclosure Events
Disclosure Events: Information that is required to be reported by brokers and firms to the NASD via the NASD Forms U-4, U-5, and BD. Types of Disclosure information include, but are not limited to:
criminal events (e.g., felony convictions, certain misdemeanor charges and convictions, such as theft of money, bribery, etc.)
financial disclosure events (e.g., bankruptcies, unsatisfied judgments and liens),
regulatory actions (e.g., suspensions, bars),
customer complaints, and
civil judicial events (e.g., injunctions).
Keep up the great work and I'm also down with covering your expenses.
Eddie |
