SEC RULES Message Board

STOCKTALK

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor. We ask that you disable ad blocking while on Silicon Investor in the best interests of our community. If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.

Non-Tech : SEC RULES

Public Reply Prvt Reply Mark as Last Read File

Previous 10 Next 10 Previous Next

To: Mr. Jens Tingleff who wrote (17)	4/5/1999 9:55:00 PM
From: AriKirA	Read Replies (1) of 62

The SEC has reproposed amendments to Rule 15c2-11. Some are saying that this might have a very negative effect on the OTC markets. The reproposed amendments to Rule 15c2-11 would require all broker-dealers to review current issuer information before publishing priced quotations for a security. In addition, broker-dealers publishing priced quotations for a security would be required to review current information about the issuer annually and upon the occurrence of specified events. The SEC's proposal: sec.gov Comments on the reproposal: sec.gov Kind Regards AK

Report TOU Violation

Share This Post

Public Reply Prvt Reply Mark as Last Read File

Previous 10 Next 10 Previous Next