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Microcap & Penny Stocks : Zia Sun(zsun)
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To: StockDung who wrote (476)4/15/1999 10:18:00 PM
From: StockDung   of 10354
 
Data Current as of: 04/07/1999
CRD# 42638
AMBER SECURITIES CORPORATION


Address/General Information


NASD Member Firm: AMBER SECURITIES CORPORATION
CRD Number: 42638
SEC Number: 8-049944
Applicant Name on Form BD: AMBER SECURITIES CORPORATION
Main Office Located in NASD District: DISTRICT 2 - LOS ANGELES
Main Office Address: 888 PROSPECT STREET
SUITE 330
LA JOLLA, CA 92037
Mailing Address: 888 PROSPECT STREET
SUITE 330
LA JOLLA, CA 92037
Prior Business Names:


File for: Data Current as of: 04/07/1999
CRD# 42638
AMBER SECURITIES CORPORATION


Registrations


Jurisdiction/SRO Category Status Status As Of Date
CA BROKER DEALER APPROVED 01/09/1998
IL BROKER DEALER APPROVED 04/28/1998
NASD BROKER DEALER APPROVED 01/06/1998
PA BROKER DEALER APPROVED 03/13/1998
NV BROKER DEALER APPROVED 02/26/1998
SEC BROKER DEALER APPROVED 01/06/1998
UT BROKER DEALER APPROVED 01/20/1998
MD BROKER DEALER APPROVED 02/18/1998
MT BROKER DEALER APPROVED 03/18/1999
OH BROKER DEALER APPROVED 03/10/1999
WA BROKER DEALER APPROVED 10/23/1998
WV BROKER DEALER APPROVED 03/02/1998

File for: Data Current as of: 04/07/1999
CRD# 42638
AMBER SECURITIES CORPORATION


Types of Business


Broker or dealer retailing corporate equity securities over-the-counter
Mutual fund underwriter or sponsor
U.S. government securities broker
U.S. government securities dealer
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