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Technology Stocks : e.spire Communications (ESPI)
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To: BGL who wrote (282)4/21/1999 9:39:00 AM
From: Trevor Quest   of 471
 
When I worked at an investment bank we got a list everyday which told us which stocks we could not trade for our own account or discuss. This was a restricted list. It is put in place as a way to increase the fire wall between investment banking and capital markets. Equity traders had to also use extra caution when trading these stocks.

A stock could be on a restricted list for lots of reasons. If investment bankers were talking to the company it would get put on the list. Hope this helps.

Trevor
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