Look at this, your boy Charlie was at Greenway Capital Corp. The SEC has some previous interaction with Greenway:
Before the Securities and Exchange Commission
SECURITIES EXCHANGE ACT OF 1934
Release No. 37254 / May 30, 1996
ADMINISTRATIVE PROCEEDING
File No. 3-9014
ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS INSTITUTED
AGAINST GREENWAY CAPITAL CORPORATION AND JOSEPH M. GUCCIONE
The Commission has instituted public administrative and cease-and-desist proceedings pursuant to Sections 15(b), 19(h) and 21C of the Securities Exchange Act of 1934 ("Exchange Act") against Greenway Capital Corporation ("GWAY"), a broker-dealer registered with the Commission since September 22, 1989, and its president, Joseph M. Guccione ("Guccione"). GWAY is headquartered in New York, New York and has a branch office in Boca Raton, Florida. The administrative and cease-and-desist proceedings are based upon allegations that between May 1994 and January 1995, the Boca Raton, Florida branch office of GWAY effected transactions in the common stock of IDC Holdings, Ltd. in willful violation of the penny stock disclosure rules of the Exchange Act and that Guccione caused those violations.
A hearing will be scheduled to determine what remedial sanctions, if any, will be imposed against GWAY and Guccione.
sec.gov
Hmmmmm. |
