Was Oshinsky (Dr Harvey) posting hype on DCHT without disclaimer, while compensated
directly or indirectly by it, in possible violation of SEC rule 17b? You'll be the judge:
1) Evidence of first compensation date, Filing of Form 144, 23 December 1998:
biz.yahoo.com
Date Name Action Shares Type Price Value
7-Apr-99 KARON GARY Planned Sale (144) 3,000 Common - $3,300
25-Mar-99 RAM CAPITAL MANAGEMENT TRUST Planned Sale (144) 100,000 Common - $96,000
15-Mar-99 SOCOLOSKE SAUL Planned Sale (144) 75,000 Common - $77,317
22-Feb-99 NORTHWESTERN UNIVERSITY Planned Sale (144) 100,000 Common - $100,000
11-Feb-99 SOCOLOSKE SHARON Planned Sale (144) 38,000 Common - $34,200
15-Jan-99 KEITH JOHNNY NG Planned Sale (144) 100,000 Common - -
23-Dec-98 RAM CAPITAL MANAGEMENT TRUST Planned Sale (144) 100,000 Common - $88,000
7-Dec-98 SOCOLOSKE SAUL Planned Sale (144) 74,500 Common - $79,119
2) Evidence of posts hyping DCHT after 23 December 1998:
To: Ernest R. DeSaye Jr. (3 )
From: Dr. Harvey Sunday, Jan 31 1999 1:08PM ET
Reply # of 37
This thread is a great idea. Here is a great undervalued, undiscovered company, Message 7581611
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To: Jeffrey L. Henken (26 )
From: Dr. Harvey Sunday, Jan 31 1999 1:11PM ET
Reply # of 214
DCHT fits this threads criteria, as they have several projects nearing completion. A full research report is here, Message 7581611
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To: CHIP HUNTER (33 )
From: Dr. Harvey Sunday, Jan 31 1999 1:09PM ET
Reply # of 211
DCHT. Short term play from 1 3/8 to 3 1/2 to 4.00, Message 7581611
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To: Stock-Guru (16 )
From: Dr. Harvey Sunday, Jan 31 1999 1:14PM ET
Reply # of 33
Stock Guru, check out DCHT. I am looking for a short term triple, Message 7581611
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Conclusion:
I could go on and on about posts hyping DCHT for the 31 January 1999. Did you see any disclaimer? Was he compensated? Did he break the SEC Laws? I am no expert: I just bring some facts back to the surface. You people draw your own conclusions.
F. Goelo + + +
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