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Strategies & Market Trends : A@P, Can we trust him, -- Ignore unavailable to you. Want to Upgrade?

To: Tech Master who wrote (50)6/9/1999 5:31:00 PM
From: Anthony@Pacific  Read Replies (1) | Respond to of 381
 
This thread is really kinda stupid..Matt why did you agree to keep it on ...I dont see any value in it



To: Tech Master who wrote (50)6/9/1999 8:51:00 PM
From: .com  Respond to of 381
 
"You will be amazed at what comes up...."

Yep, those NASD searches show everything: suspensions, license revocations, fines, even criminal convictions. It is too bad that other professions (such as medicine and dentistry) don't make such information available through one main clearinghouse like the NASD does.



To: Tech Master who wrote (50)6/10/1999 10:04:00 AM
From: .com  Read Replies (1) | Respond to of 381
 
TechMaster, this is from NASD and it describes the reason they make their records available to the public: "The NASD believes that the general public should have access to information which will help them in their determination whether to conduct or continue to conduct business with an NASD member or any of the member's associated persons."


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