VLNC Valence Technology, Inc.
Common Stock ($0.001 Par Value), Nasdaq National Market
Legend: M - Market Maker, N - Non-registered Market Maker, E - ECN
TSO: 26,704,703 (as of February 2, 1999)
Page of 1
MP
QI 1999
QIV 1998
QIII 1998
Type
Volume
Rank
%
Volume
Rank
%
Volume
Rank
%
Total Volume
9,650,063
22,343,456
11,889,823
NITE
KNIGHT SECURITIES, INC.
M
1,763,994
1
18
3,712,554
2
16
1,485,974
3
12
MASH
MAYER & SCHWEITZER, INC.
M
1,610,599
2
16
3,779,399
1
16
2,545,439
1
21
PERT
PERSHING TRADING COMPANY, L.P.
M
1,051,964
3
10
1,897,024
4
8
755,950
4
6
HRZG
HERZOG, HEINE, GEDULD, INC.
M
766,849
4
7
2,350,709
3
10
1,633,115
2
13
PRUS
PRUDENTIAL SECURITIES INCORPORATED
M
682,098
5
7
854,224
9
3
753,624
5
6
SHWD
SHERWOOD SECURITIES CORP.
M
553,934
6
5
517,060
12
2
433,423
7
3
FAHN
FAHNESTOCK & CO., INC.
M
441,187
7
4
1,200,358
6
5
330,945
11
2
SLKC
SPEAR LEEDS & KELLOGG CAPITAL MARKETS
M
403,420
8
4
865,197
8
3
351,320
9
2
BACH
BARRON CHASE SECURITIES, INC.
M
364,650
9
3
452,278
13
2
94,403
19
<1
SWST
SOUTHWEST SECURITIES, INC.
M
341,847
10
3
351,790
16
1
395,695
8
3
ISLD
ISLAND ECN (THE)
E
255,757
11
2
404,421
15
1
61,686
21
<1
NFSC
NATIONAL FINANCIAL SERVICES CORPORATION
N
235,861
12
2
1,873,209
5
8
678,863
6
5
FCOL
FIRST COLONIAL SECURITIES GROUP, INC.
N
213,976
13
2
102,060
20
<1
-
-
-
DEAN
DEAN WITTER REYNOLDS INC.
M
201,453
14
2
702,477
11
3
279,861
13
2
JOSE
JOSEPHTHAL & CO., INC.
N
187,305
15
1
818,387
10
3
311,100
12
2
INCA
INSTINET CORPORATION
E
148,225
16
1
406,650
14
1
268,200
15
2
REDI
SPEAR, LEEDS & KELLOGG/Redi ECN
E
98,700
17
1
140,400
18
<1
38,500
27
<1
GRUN
GRUNTAL & CO., L.L.C.
N
62,904
18
<1
995,048
7
4
141,310
17
1
WEDB
WEDBUSH MORGAN SECURITIES INC.
M
55,270
19
<1
118,210
19
<1
41,450
23
<1
BTRD
B-TRADE SERVICES LLC
E
46,300
20
<1
28,500
28
<1
40,000
24
<1
JEFF
JEFFERIES & COMPANY, INC.
N
40,800
21
<1
-
-
-
500
44
<1
ITGI
ITG INC.
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