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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony, -- Ignore unavailable to you. Want to Upgrade?


To: Anthony@Pacific who wrote (38640)6/14/1999 7:49:00 AM
From: M. Dion  Read Replies (1) | Respond to of 122087
 
Wow, talk about a short list....People that have sued the NASD.......You are right on the button....No one would dare fight the NASD during their tenor at a brokerage firm...and the one's that would, most likely have some sort of tarnish on their record......great observation.....it allows the nasd very little backlash........but, why wouldnt a individual who has lost an arbitration case suit them....Ill bet their are a few of them....or how about, appeal cases....must be a list somewhere....

jmho

mike