To: bob sims who wrote (2130 ) 6/17/1999 11:17:00 AM From: wonk Read Replies (3) | Respond to of 7056
...There's a lot of complaints about Dorian Reed who was not an officer at the time of the fillings. But he subsequently became a control person as defined under the Act and the Commission's Rules. Have you ever educated yourself about the Company's responsibility under the Securities and Exchange Act to notfiy the public and the Commission of material changes? General Instructions A. Rule as to Use of Form 8-K. Form 8-K shall be used for current reports under Section 13 or 15(d) of the Securities Exchange Act of 1934, filed pursuant to Rule 13a-11 or Rule 15d-11. B. Events to be Reported and Time for Filing of Reports 1. A report on this form is required to be filed upon the occurrence of any one or more of the events specified in Items 1-4 and 6 of this form. A report of an event specified in Items 1-3 is to be filed within 15 calendar days after the occurrence of the event. A report of an event specified in Item 4 or 6 is to be filed within 5 business days after the occurrence of the event; if the event occurs on a Saturday, Sunday, or holiday on which the Commission is not open for business then the 5 business day period shall begin to run on and include the first business day thereafter. 2. Since a report on this form pursuant to Item 5 is optional, there is correspondingly no mandatory time for filing. Registrants are encouraged, however, to file promptly after the occurrence of any event therein reported. 3. If substantially the same information as that required by this form has been previously reported by the registrant, an additional report of the information on this form need not be made. The term "previously reported" is defined in Rule 12b-2. 4. When considering current reporting on this form, particularly of other events of material importance pursuant to Item 5, registrants should have due regard for the accuracy, completeness and currency of the information in registration statements filed under the Securities Act of 1933 which incorporate by reference information in reports filed pursuant to the Securities Exchange Act of 1934,. including reports on this form. ... Information to be included in the reportItem 1 Changes in Control of Registrant. (a) If, to the knowledge of management, a change in control of the registrant has occurred, state the name of the person(s) who acquired such control; the amount and the source of the consideration used by such person(s); the basis of the control; the date and a description of the transaction(s) which resulted in the change in control; the percentage of voting securities of the registrant now beneficially owned directly or indirectly by the person(s). who acquired control; and the identity of the person(s) from whom control was assumed. If the source of all or any part of the consideration used is a loan made in the ordinary course of business by a bank as defined by Section 3(a)(6) of the Act, the identity of such bank shall be omitted provided a request for confidentiality has been made pursuant to Section 13(d)(1)(B) of the Act by the person(s) who acquired control. In lieu thereof, the material shall indicate that disclosure of the identity of the bank has been so omitted and filed separately with the Commission law.uc.edu