TD WATERHOUSE GP (NYSE:TWE)
TD WATERHOUSE GP (NYSE:TWE)
NUMBER OF
U.S. UNDERWRITERS SHARES
----------------- ----------
<S> <C>
Credit Suisse First Boston Corporation..................... 4,440,800
TD Securities (USA) Inc.................................... 4,440,800
Goldman, Sachs & Co........................................ 4,440,800
Salomon Smith Barney Inc................................... 4,440,800
Morgan Stanley & Co. Incorporated.......................... 4,440,800
ABN AMRO Incorporated...................................... 364,000
Bear, Stearns & Co. Inc.................................... 364,000
Sanford C. Bernstein & Co., Inc............................ 182,000
Blaylock & Partners, L.P................................... 182,000
CIBC World Markets Corp.................................... 364,000
Deutsche Bank Securities Inc............................... 364,000
Guzman & Company........................................... 182,000
Invemed Associates, Inc.................................... 364,000
Lehman Brothers Inc........................................ 364,000
Merrill Lynch, Pierce, Fenner & Smith Incorporated......... 364,000
J.P. Morgan Securities Inc................................. 364,000
Putnam, Lovell, de Guardiola & Thornton, Inc............... 182,000
Raymond James & Associates, Inc............................ 182,000
Schroder & Co. Inc......................................... 364,000
Muriel Siebert & Co., Inc.................................. 182,000
U.S. Bancorp Piper Jaffray Inc............................. 182,000
Warburg Dillion Read LLC................................... 364,000
Wit Capital Corporation.................................... 182,000
----------
Subtotal.............................................. 27,300,000
----------
</TABLE>
90
<PAGE> 94
<TABLE>
<CAPTION>
NUMBER OF
CANADIAN UNDERWRITERS SHARES
--------------------- ----------
<S> <C>
TD Securities Inc.......................................... 2,625,000
Credit Suisse First Boston Securities Canada, Inc.......... 2,100,000
Nesbitt Burns Inc.......................................... 1,102,500
ScotiaMcLeod Inc........................................... 1,102,500
CIBC World Markets Inc..................................... 945,000
RBC Dominion Securities Inc................................ 945,000
Merrill Lynch Canada Inc................................... 630,000
Levesque Beaubien Geoffrion Inc............................ 420,000
Griffiths McBurney & Partners.............................. 210,000
First Marathon Securities Limited.......................... 105,000
HSBC Securities (Canada), Inc.............................. 105,000
Newcrest Capital Inc....................................... 105,000
Trilon Securities Corporation.............................. 105,000
----------
Subtotal.............................................. 10,500,000
----------
</TABLE>
<TABLE>
<CAPTION>
NUMBER OF
INTERNATIONAL MANAGERS SHARES
---------------------- ----------
<S> <C>
Credit Suisse First Boston (Europe) Limited................ 1,008,000
The Toronto-Dominion Bank.................................. 1,008,000
Goldman Sachs International................................ 504,000
Salomon Brothers International Limited..................... 504,000
Morgan Stanley & Co. International Limited................. 336,000
ABN AMRO Rothschild........................................ 280,000
Deutsche Bank AG London.................................... 280,000
UBS AG, acting through its division Warburg Dillon Read.... 280,000
----------
Subtotal.............................................. 4,200,000
----------
Total............................................... 42,000,000
<JIMMY LIU>
Jimmy4024@aol.com
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