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Technology Stocks : A Web Stock To Knock Your Socks Off-UBUY.COM LTD (INTR) -- Ignore unavailable to you. Want to Upgrade?


To: MarcG who wrote (9)6/26/1999 9:36:00 AM
From: Mr. Pink  Read Replies (1) | Respond to of 38
 
Hey, hypester/fool MarcG:

Here's a little nugget about the bucket shop Turner and Co in a recent run in with securities regulators offered by the NASD. Not exactly the sort of high quality shop you would want to bank on getting a $75MM IPO done.

You don't even want to know how far over your head you are trying to take on the Mr. P$nk, king of the internet. He and His affiliates, goons, thugs, enforcers, forensic accountants etc. have this company in their sites. Bang!


MEMBER FIRM: J.P. TURNER & COMPANY, L.L.C.
BD NUMBER: 43177







NASD Member Firm: J.P. TURNER & COMPANY, L.L.C.
BD Number: 43177




6/25/99 SUMMARY INFORMATION





6/25/99: 8/13/98 ARKANSAS CEASE AND DESIST ORDER

FIRM WAS ISSUED A CEASE AND DESIST ORDER BY THE ARKANSAS SECURITIES DEPARTMENT
FOR ALLEGED SALE OF SECURITIES BY AN UNREGISTERED BROKER-DEALER AND ITS
AGENTS, SALE OF UNREGISTERED SECURITIES, AND MISREPRESENTATION OF FACTS. [AR
DOCKET/CASE NO. 98-45-S] ba



6/25/99: 6/24/98 MISSORI CEASE AND DESIST ORDER

J.P. TURNER WAS ISSUED AN EX PARTE ORDER BY THE STATE OF MISSOURI TO CEASE AND
DESIST THE SALE OF UNREGISTERED SECURITIES TO MISSOURI RESIDENTS. THE STATE
ALLEGED THAT THE FIRM TRANSACTED BUSINESS PRIOR TO REGISTRATION IN THE STATE
OF MISSOURI. [MO DOCKET/CASE NO. CD-98-39]



To: MarcG who wrote (9)6/28/1999 10:49:00 AM
From: ratan lal  Respond to of 38
 
Marc - dont know anything about UBUY.com

looked at INTR since it was one of the hot items. then never looked at it agian.

sorry