To: John R Resseger who wrote (282 ) 8/4/1999 11:47:00 AM From: John R Resseger Read Replies (1) | Respond to of 360
Item 12. Security Ownership of Certain Beneficial Owners and Management The following table sets forth certain information with respect to the beneficial ownership of the Company's Common Stock as of June 30, 1999 by (i) each person known by the Company to be the beneficial owner of five percent or more of the Company's Common Stock, (ii) each of the Company's Directors, (iii) each of the Named Executive Officers and (iv) all directors and executive officers as a group. <TABLE> <CAPTION> Name and Address of Number of Shares Percentage of Beneficial Owner Beneficially Owned (1) Class (2) - ------------------------------- ---------------------- ------------- <S> <C> <C> Ralano Family Partners, Ltd. Attention: Louis M. Alpern 2201 N Stanton 1,070,800 7.84% El Paso, TX 79902-3211 Directors and Executive Officers Henry E. Tauber 5,659,388 41.42% Peter Weaver 600,000 4.4% John G. McMillian 182,140 1.3% Eiichi Isomura 142,857 1.1% Vinton H. Sommerville 86,836 * Kirk S. Langford 86,500 * Daryl P. Santos 85,823 * Dr. Wilhelm Fahrngruber 75,200 * Graham S. Anderson 64,500 * Premek Stepanek 50,000 * Kevin Hardy 22,500 * Otto H. Harsanyi 5,000 * Shigeo Kaneko 5,000 * All directors and officers as a group (10) 7,065,744 48.2% </TABLE> * Denotes less than 1% of outstanding shares (1) Shares shown include common shares of 2,243,333 which could be acquired within 60 days of June 30, 1999 by the exercise of outstanding stock options (910,000 shares) and the conversion of Redeemable Series B Preferred Stock to common stock (1,333,333 shares). (2) For the purpose of computing the percentage of common stock owned by each person or group listed in this table, shares which are subject to options or warrants exercisable within 60 days after June 30, 1999 have been deemed to be outstanding for the purpose of computing the percentage of the shares of Common Stock owned by any other person or group.