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Technology Stocks : Buying IPOs on the open market -- Ignore unavailable to you. Want to Upgrade?

To: ChopChop99 who wrote (193)	8/1/1999 10:43:00 AM
From: PartyTime	Respond to of 5529

Here is a definition from Edgars of Form T's (Curiously, T-5 is missing from the below list): Trust Indenture Act of 1939 - Forms T-1 This form is a statement of eligibility and qualification of a corporation to act as a trustee under the Trust Indenture Act of 1939. T-2 This form is basically the same as Form T-1 except it is to be used for individual, rather than corporate trustees. T-3 This form is used as an application for qualification of indentures pursuant to the Trust Indenture Act of 1939, but only when securities to be issued thereunder are not required to be registered under the Securities Act of 1933. T-4 This form is used to apply for an exemption from certain provisions of the Trust Indenture Act. T-6 This form is used by a foreign corporation as an application to act as sole trustee under an indenture qualified under the Trust Indenture Act. Interpretive Responsibility: Division of Corporation Finance - Office of Chief Counsel

To: ChopChop99 who wrote (193)	8/1/1999 11:02:00 AM
From: PartyTime	Read Replies (1) \| Respond to of 5529

Another possibility? Form TA-1: Transfer Agent Registration --------- This form is used to apply for registration as a transfer agent or to amend such registration. It provides information on the company's activities and operation. LOCATION: Filings are available on microfiche. No paper copy is maintained. RETENTION: For as long as the broker or dealer is registered plus fifty years. INTERPRETIVE RESPONSIBILITY: Division of Market Regulation Office of Securities Processing Regulation Form TA-W: Transfer Agent Withdrawal ---------- This form is used to withdraw from registration as a transfer agent. LOCATION: Files are available on microfiche. No paper copy is maintained. RETENTION: For as long as the transfer agent is registered plus fifty years. INTERPRETIVE RESPONSIBILITY: Division of Market Regulation Office of Securities Processing Regulation