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Biotech / Medical : Sepracor-Looks very promising -- Ignore unavailable to you. Want to Upgrade?

To: BMcV who wrote (3775)	10/14/1999 10:51:00 PM
From: Biomaven	Read Replies (1) \| Respond to of 10280

Let's see, First Montauk Securities ... UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 38775 / June 25, 1997 ADMINISTRATIVE PROCEEDING File No. 3-9342 In the Matter of FIRST MONTAUK SECURITIES CORP., Respondent ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(b), 19(h) and 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER I. The Securities and Exchange Commission ( Commission ) deems it appropriate and in the public interest to institute public administrative and cease- and-desist proceedings pursuant to Sections 15(b), 19(h) and 21C of the Securities Exchange Act of 1934 ( Exchange Act ) against Respondent First Montauk Securities Corp. ( First Montauk or Respondent ). Using Mr Kimmel's standards I of course wouldn't disclose this was just a runaway branch office involved with some shady bond trading some years ago - instead I'd mutter darkly about his firm having been censured by the SEC for serious securities law violations and having had to pay a substantial penalty. Peter