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To: Mama Bear who wrote (303)	10/28/1999 1:27:00 AM
From: S. maltophilia	Read Replies (1) \| Respond to of 360

For all you Diana fans from 1996: nyse.com Individual Disciplined for Improper Internet Communications Jens Dalsgaard of Mahopac, N.Y., a registered representative, consented without admitting or denying guilt to findings that he circulated rumors via Internet postings that might reasonably be expected to affect market conditions on the Exchange and distributed communications to the public via Internet postings without the approval of his member firm employers. ú An NYSE hearing panel found that, from Jan. 17-March 3, 1996, Dalsgaard, without approval from his member firm employers, published on the Internet rumors which might reasonably be expected to affect investor interest in a stock listed on the Exchange in which he and his customers had an interest. The panel found that, among other things, on Jan. 17, Dalsgaard made two Internet postings (using his home computer and Internet connection) to a public newsgroup, soliciting interest in the stock of Diana Corp., which is no longer listed, and specifically, soliciting interest in initiating a "short squeeze" on the stock's short sellers. ú The hearing panel found that Dalsgaard had not informed either of his member firm employers that he was using his own personal computer to send Internet communications concerning the company, nor did he inform his supervisor or seek his supervisor's approval at the firms of his Internet postings on the company. The NYSE imposed a penalty of a censure and $15,000 fine. Dalsgaard consented to the penalty.