I came across this anatomy of Anthony J Marchiano's ownership of shares in Winfield Capital's 13D/A and his previously filed 13D back in 1997. I'm sure this doesn't relate directly to this case, but you can see the kind of money involved in just this one security. By my reckoning it looks like he had already netted about $840K before he dropped below the 5% threshold for reporting his sales. As of 7/31/98 his 258K shares at $12 per share were worth over $3M. Kind of cool when you own a brokerage that pumps a stock that you have a significant stake in.
PURCHASE NO. OF SHARES SHARES SALE PRICE PURCHASE / SHARES
DATE PURCHASED SOLD PER SHARE SALES PRICE (BALANCE)
---- --------- ---- --------- ----------- ---------
11/01/96 115,130 $1.675 $259,909.75 155,130
11/01/96 154,000(1) $1.500 $231,000.00 309,130
01/07/97 100,000 $1.437 $143,700.00 409,130
05/29/97 28,765 $1.410 $40,558.65 454,146
05/30/97 200 $1.375 $275.00 454,346
06/02/97 19,200 $1.312 $25,190.40 435,146
06/04/97 29,000 $1.312 $38,048.00 464,146
06/24/97 500 $1.130 $565.00 464,646
08/08/97 35,354 $1.328 $46,950.11 500,000
08/22/97 1,215 $1.281 $1,556.72 501,215
09/16/97 5,000 $1.438 $7,187.26 496,215
05/12/98 25,000 $1.375 $34,373,85 471,215
05/13/98 25,000 $1.375 $34,373.85 446,215
05/19/98 1,600 $1.250 $2,000.00 447,815
06/24/98 9,000 $1.469 $13,218.30 438,815
06/25/98 4,500 $1.500 $6,749.77 434,315
07/09/98 20,000 $1.656 $33,123.89 414,315
07/10/98 20,000 $1.563 $31,248.95 394,315
07/30/98 19,000 $9.035 $171,659.27 375,315
07/30/98 10,000 $9.125 $91,246.95 365,315
07/31/98 20,000 $10.000 $199,993.33 345,315
07/31/98 15,000 $11.125 $166,869.43 330,315
07/31/98 14,100 $6.775 $95,527.13 316,215
07/31/98 10,000 $12.750 $127,495.75 306,215
07/31/98 8,200 $10.750 $88,147.06 298,015
07/31/98 40,000 $12.000 $478,384.00 258,015
The above numbers were taken and combined from these two filings: sec.gov
sec.gov |
