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To: EL KABONG!!! who wrote (8)10/31/1999
From: Arcane Lore  Read Replies (1) | Respond to of 11
 
I wonder what the relationship, if any, is between J.W. Charles Securities, Inc. and Joseph Charles & Associates? The former firm, while not a defendant in the matter described in the two links you provided, is mentioned in them:

sec.gov
sec.gov

The online NASD Manual lists only Joseph Charles & Associates, Inc.:

JOSEPH CHARLES & ASSOC., INC.
2500 N. MILITARY TRAIL, SUITE 300, BOCA RATON, FL 33431

secure.nasdr.com