Word Search Results For: Thomson Kernaghan & Co
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FONIX CORP filed this 10-Q on 11/16/1998.
Common Stock Purchase Agreement among the Company and JNC Opportunity Fund Ltd. and Diversified Strategies Fund, LP, dated as of March 9, 1998, which is incorporated by reference from the Company's Annual Report on Form 10-K for the year ended December 31, 1997 (10)(xi) Common Stock Purchase Agreement between the Company and Thomson Kernaghan & Co ., dated as of March 9, 1998, which is incorporated by reference from the Company's Annual Report on Form 10-K for the year ended December 31, 1997 30 (10)(xii) Royalty Modification Agreement among the Company and Synergetics, dated as of April 6, 1998, which is incorporated by
Form 10-K for the year ended December 31, 1997 (10)(xvii) Series D Convertible Preferred Stock Purchase Agreement Among fonix corporation, JNC Opportunity Fund, Ltd., Diversified Strategies Fund, L.P., Dominion Capital Fund, Ltd., Sovereign Partners, LP, Canadian Advantage Limited Partnership and Thomson Kernaghan & Co . (as agent) dated as of August 31, 1998, filed herewith (10)(xviii) Series E Convertible Preferred Stock Exchange and Purchase Agreement among fonix corporation, Sovereign Partners, LP and Dominion Capital Fund, Ltd., dated as of September 30, 1998, filed herewith (27) Financial Data Schedule * Orig
FONIX CORPORATION, JNC OPPORTUNITY FUND LTD., DIVERSIFIED STRATEGIES FUND, L.P., DOMINION CAPITAL FUND, LTD SOVEREIGN PARTNERS, LP CANADIAN ADVANTAGE LIMITED PARTNERSHIP AND THOMSON KERNAGHAN & CO . (AS AGENT) ______________________________ AUGUST 31, 1998 ______________________________ ================================================================================ SERIES D CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENT, dated as of August 31, 1998 (this
"), DOMINION CAPITAL FUND, LTD., a [__________] corporation ("Dominion"), - ----- -------- CANADIAN ADVANTAGE LIMITED PARTNERSHIP a [_________________] corporation/partnership ("CALP"), SOVEREIGN PARTNERS, LP, a [_____________] ---- corporation ("Sovereign"), and THOMSON KERNAGHAN & CO ., as agent for the Persons --------- identified on Exhibit "A". JNC, DSF, Dominion, CALP and Sovereign are each referred to herein as a "Purchaser" and are collectively, the "Purchasers." --------- ---------- RECITALS A. The Co
t for the Persons --------- identified on Exhibit "A". JNC, DSF, Dominion, CALP and Sovereign are each referred to herein as a "Purchaser" and are collectively, the "Purchasers." --------- ---------- RECITALS A. The Company and Thomson Kernaghan & Co ., as agent for the investors set forth on Exhibit "A" have entered into that certain Common Stock Purchase Agreement dated as of March 9, 1998 (the "TKC Agreement"), pursuant to which the ------------- investors represented by TKC agreed to purchase up to 4,444,444 shares of the Company's Common Stock for a total purchase price of
-and- Robinson Silverman Pearce Aronsohn & Berman LLP 1290 Avenue of the Americas New York, NY 10104 Facsimile No.: (212) 541-4630 Attn: Eric L. Cohen If to Dominion, Sovereign: Thomson Kernaghan & Co . TKC or CALP: 365 Bay Street Toronto, Canada Fax (416) 860-3610 Attention: Mark Valentine With copies to: Krieger & Prager 319 5th Avenue New York, New York 10016 Fax: (212) 213-2077
By: Encore Capital Management, L.L.C. By: /s/ -------------------------- Name: --------------------- Title: -------------------- THOMSON KERNAGHAN & CO . As agent for the Persons identified on Exhibit "A", solely as to Section 4.17 By: /s/ Mark Valentine ----------------------------- Name: Mark Valentine ------------------------
ety. 5% Beneficial Owners - -------------------- The Company is aware of the following persons or groups who beneficially own more than 5% of the Company's issued and outstanding Common Stock: Stephen M. Studdert Thomas A. Murdock Roger D. Dudley Beesmark Investments, L.C. -32- EXHIBIT "A" Thomson Kernaghan & Co ., corporation, shall execute this Agreement as agent for the investors listed below: DOMINION CAPITAL FUND, LTD SOVEREIGN PARTNERS, LP EXCALIBUR LIMITED PARTNERSHIP CANADIAN ADVANTAGE LIMITED PARTNERSHIP ENDEAVOUR CAPITAL FUND, S.A. -33- EXHIBIT B
--- ("Dominion"), CANADIAN ADVANTAGE LIMITED PARTNERSHIP a [_________________] - ---------- corporation/partnership ("CALP"), SOVEREIGN PARTNERS, LP, a [_____________] ---- corporation ("Sovereign"), THOMSON KERNAGHAN & CO ., as agent for the Persons --------- identified in Exhibit A to the Purchase Agreement("Thompson Kernaghan"), JNC, -------------------- DSF, Dominion, CALP, Sovereign and Thomson Kernaghan are each referred to herein as a "Purchaser" and are collectively, the "Purchasers.
Robinson Silverman Pearce Aronsohn & Berman LLP 1290 Avenue of the Americas New York, NY 10104 Facsimile No.: (212) 541-4630 Attn: Eric L. Cohen If to [____________]: Thomson Kernaghan & Co . 365 Bay Street Toronto, Canada Fax (416) 860-3610 Attention: Mark Valentine With copies to: Krieger & Prager 319 5th Avenue New York, New York 10016
------------------------------- CANADIAN ADVANTAGE LIMITED PARTNERSHIP By: -------------------------------------- Its: ------------------------------- THOMSON KERNAGHAN & CO . As agent for the Persons identified on Exhibit "A" to the Purchase Agreement By: ------------------------------------------ Name: ----------------------------------
South Main Street Salt Lake City, Utah 84144 Facsimile No.: (801) 538-2425 Attn: Jeffrey M. Jones, Esq. If to Dominion or Sovereign: Dominion Capital Fund, Ltd. -21- Sovereign Partners, LP c/o Thomson Kernaghan & Co . 365 Bay Street Toronto, Canada Fax (416) 860-3610 Attention: Mark Valentine With copies to: Krieger & Prager 319 5th Avenue New York, New York 10016 Fax: (212) 213-2077
50 South Main Street Salt Lake City, Utah 84144 Facsimile No.: (801) 538-2425 Attn: Jeffrey M. Jones, Esq. If to Purchasers: Dominion Capital Fund, Ltd. Sovereign Partners, LP c/o Thomson Kernaghan & Co . 365 Bay Street Toronto, Canada Fax (416) 860-3610 Attention: Mark Valentine With copies to: Krieger & Prager 319 5th Avenue New York, New York 10016
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