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Non-Tech : CHIF - China Food and Beverage, Inc. -- Ignore unavailable to you. Want to Upgrade?

To: T A P who wrote (124)	3/4/2000 11:22:00 AM
From: StockDung	Respond to of 127

Dizon Investments International Incorporation tenkwizard.com. Dizon Investments International Incorporation -------------------------------------------------------------------------------- 20 August 1998 SFC Takes Action Against Unregistered Securities Dealer The Securities and Futures Commission announced that it had successfully prosecuted Ms Yu Hung Wai, Angel (Yu) and Mr Lo Wai Tai (Lo) for unregistered securities dealing activities in contravention of Section 48 of the Securities Ordinance. Yu and Lo pleaded guilty before Mr A Wyeth at South Kowloon Magistracy on 20 August 1998. They were each fined $3,000 for carrying on an unregistered business of securities dealing. In addition to the fines imposed, the defendants were each ordered to pay costs of $5,000 to the SFC. The SFC investigation revealed that during the period June 1997 to January 1998, Yu and Lo while in the employment of the Hong Kong office of Dizon Investments International Incorporation (Dizon), an investment company incorporated in the United States of America, sold United States securities to clients in Hong Kong. Dizon, its Hong Kong office, Yu and Lo are not registered with the SFC in any capacity. For further information, please contact Bill Weeks at 2840-9287 or Chan Chi-keung at 2842-7624.