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Technology Stocks : Oclaro, Inc. (Avanex-Bookham) -- Ignore unavailable to you. Want to Upgrade?

To: Nailuj who wrote (16)	1/22/2000 11:40:00 PM
From: Glenn Petersen	Read Replies (1) \| Respond to of 2293

Principal shareholders per the S-1. No mention of WCOM. PERCENTAGE OF SHARES BENEFICIALLY OWNED NUMBER OF SHARES ---------------------------- BENEFICIALLY BEFORE AFTER NAME AND ADDRESS OF BENEFICIAL OWNER OWNED OFFERING OFFERING ------------------------------------ ---------------- ----------- ----------- <S> <C> <C> <C> 5% STOCKHOLDERS Entities affiliated with Crosspoint Venture Partners(1)................................ 10,094,490 17.9% 16.1% 2925 Woodside Road Woodside, CA 94062 Entities affiliated with Sequoia Capital(2)............................ 10,094,490 17.9 16.1 3000 Sand Hill Road, Bldg. 4, Suite 280, Menlo Park, CA 94025 Entities affiliated with JAFCO America Ventures, Inc.(3)..................... 8,689,310 15.4 13.9 505 Hamilton Avenue, Suite 310 Palo Alto, CA 94301 Entities affiliated with the Mayfield Fund(4)............................... 5,269,427 9.3 8.4 2800 Sand Hill Road, Suite 250 Menlo Park, CA 94025 </TABLE> 65 <PAGE> 66 <TABLE> <CAPTION> PERCENTAGE OF SHARES BENEFICIALLY OWNED NUMBER OF SHARES ---------------------------- BENEFICIALLY BEFORE AFTER NAME AND ADDRESS OF BENEFICIAL OWNER OWNED OFFERING OFFERING ------------------------------------ ---------------- ----------- ----------- <S> <C> <C> <C> DIRECTORS AND EXECUTIVE OFFICERS Walter Alessandrini(5)................... 5,711,648 10.1% 9.1% Simon Cao................................ 3,608,226 6.4 5.8 Paul Jiang(6)............................ 2,160,000 3.8 3.5 Peter Maguire............................ 825,000 1.5 1.3 William Lanfri(7)........................ 890,401 1.6 1.4 Vint Cerf................................ -- * * Todd Brooks(4)........................... 5,269,427 9.3 8.4 c/o the Mayfield Fund 2800 Sand Hill Road, Suite 250 Menlo Park, CA 94025 Federico Faggin.......................... -- * * Michael Goguen(2)........................ 10,094,490 17.9 16.1 c/o Sequoia Capital 3000 Sand Hill Road, Bldg. 4, Suite 280 Menlo Park, CA 94025 Seth Neiman(1)........................... 10,094,490 17.9 16.1 c/o Crosspoint Venture Partners 2925 Woodside Road Woodside, CA 94062 Gregory Reyes, Jr. ...................... -- * * Joel Smith............................... -- * * All directors and executive officers as a group (15 persons).................... 40,537,561 71.7 64.8