MM: I was wondering who was holding RMBS stock after reading RMBS annual report. Here is my best effort list of stockholders. I think 160 is no problem. This spreadsheet doesn't paste very well. They are mostly in largest holders down where Barclays Bank is the end of the current holders.
john
Instutition or Individual 2/10/1998(1) 3/30/99 6/30/99 9/30/99 11/30/1999(2) 12/31/99 FMR CORPORATION (FIDELITY MANAGEMENT & RESEARCH CORP) 3,427,600 2,953,100 2,804,300 2,034,529 WADDELL & REED FINANCIAL INC. 346,650 1,470,200 2,574,550 MERRILL PICKARD ANDERSON & EYRE IV LP 1,776,516 1,039,130 P. MICHAEL FARMWALD 1,467,734 1,127,734 Stuart J. Steele 1,191,893 1,191,893 Geoff Tate 911,689 PRIMECAP MANAGEMENT COMPANY 850,000 Mark Horowitz 629,429 CAPITAL RESEARCH AND MANAGEMENT COMPANY 841,500 1,189,500 MORGAN STANLEY DEAN WITTER & COMPANY 399,848 627,568 WARBURG PINCUS ASSET MANAGEMENT, INC. 370,006 370,006 WILKINSON O'GRADY & CO., INC. 267,120 354,680 BOWMAN CAPITAL MANAGEMENT, LLC 239,000 239,000 CREDIT SUISSE ASSET MANAGEMENT 379,206 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT INC. 524,400 189,800 BARCLAYS BANK PLC 188,995 HUSIC CAPITAL MANAGEMENT 401,900 DRIEHAUS CAPITAL MANAGEMENT, INC. 209,814 Mohr, Davidow Ventures II, A California Limited Partnership 1,631,516 0 Goldman, Sachs & Co. 1,275,169 14,800 (1) From SEC 13G filings (2) From SEC 14A filing by Rambus Inc. |