SI
SI
discoversearch

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor.  We ask that you disable ad blocking while on Silicon Investor in the best interests of our community.  If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.
Strategies & Market Trends : Tell it to John Reed Stark of the SEC -- Ignore unavailable to you. Want to Upgrade?

To: Wayners who wrote (10)3/7/2000 1:11:00 AM
From: Don Pueblo  Respond to of 17
 
Right. What I am talking about is a firm that is not part of the "underwriting syndicate".

If you can get the shares to short from your broker, then you can short them. The only time you can't short them is if you are trying to borrow them from a member of the underwriting syndicate.

That's great that the attorney responded to you. Excellent!



To: Wayners who wrote (10)3/7/2000 6:32:00 PM
From: Janice Shell  Respond to of 17
 
Um, what's the relevance of the "additionally" here?

Additionally, if the broker is not a member of the underwriting syndicate or underwriting group,
they may not be bound by the prohibition...

Woudn't "in answer to your question" have been more appropriate?


HomeMailHotSubjectMarksPeopleMarksKeepersSettings
Terms Of UseContact UsCopyright/IP PolicyPrivacy PolicyAbout UsFAQAdvertise on SI
© 2025 Knight Sac Media.  Data provided by Twelve Data, Alpha Vantage, and CityFALCON News